Newest
BETR ▼ sold $13K · Tuffin Paula filed 2d agoBETR ▼ sold $14K · Nicholas J. Calamari filed 2d agoFBK ▲ bought $716K · INGRAM ORRIN H II filed 2d agoFBK ▲ bought $821K · INGRAM ORRIN H II filed 2d agoBEN ▼ sold $5.0M · FRANKLIN TEMPLETON INC filed 2d agoNAD ▼ sold $338K · Robert Young L filed 3d agoWSBC ▼ sold $15K · Rep. Michael A. Rulli filed 4d agoGOOG ▼ sold $100K · Rep. Michael A. Rulli filed 4d agoWMT ▼ sold $100K · Rep. Jonathan L. Jackson filed 4d agoVSAT ▼ sold $100K · Rep. Jonathan L. Jackson filed 4d agoTYG ▼ sold $15K · Rep. Jonathan L. Jackson filed 4d agoGH ▲ bought $50K · Rep. Jonathan L. Jackson filed 4d agoEL ▲ bought $100K · Rep. Jonathan L. Jackson filed 4d agoDDOG ▲ bought $100K · Rep. Jonathan L. Jackson filed 4d agoCPRT ▼ sold $553K · Morefield Diane M filed 4d agoPTON ▼ sold $154K · Kirol Charles Peter filed 4d agoEME ▲ bought $1K · MCEVOY M KEVIN filed 4d agoEME ▲ bought $826 · MCEVOY M KEVIN filed 4d ago

Stock / equity

LPLA LPL Financial Holdings Inc.

Company
LPL Financial Holdings Inc.
Security
Equity
Size, estimated from filings
Large cap ($10B – $200B)
Insiders on record
19
Members of Congress
2
Latest trade on record
September 11, 2026

LPLA (LPL Financial Holdings Inc.) has 127 disclosed insider transactions from 19 insiders in the last 12 months (0 open-market buys, 58 sales, about $11.5M at reported prices) and 11 congressional trades from 2 members of Congress. The most recent disclosure was filed September 14, 2026.

Last updated September 14, 2026 · Sources: SEC EDGAR Form 4; House Clerk and Senate eFD PTRs

Insider txns (12m)
127
Open-market buys / sales
0 / 58
Congress trades (12m)
11
Distinct filers (12m)
21

Share price

Price and chart by TradingView for LPL Financial Holdings Inc.. US share prices here are delayed, not real-time. The trade records on this page come from government filings, not from this chart.

LPLA in charts

Who is trading this stock

Which people account for the buying and selling over the last 12 months?

BoughtSold

8 people account for the disclosed buying and selling in LPLA over the last 12 months; the most active is Gates Greg with $2.8M.

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Prices insiders traded at

What price did insiders buy and sell at? Each marker is one open-market trade at the share price reported on its Form 4.

▲ Bought▼ SoldAverage reported price that day
$250$300$350$400Oct 2025Sep 2026
$250$300$350$400Oct 2025Sep 2026

Insiders reported 53 open-market trades in LPLA since Oct 6, 2025, at prices from $306 to $380; the most recent was a sale at $348 on Sep 11, 2026. These are the prices on the filings, not adjusted for stock splits, and not a market price series.

Insider holdings over time

Is an insider building or unwinding a position? Shares held directly after each filing.

Putnam James SSCHIFTER RICHARD P
069K137K135K39K2025-12-032026-09-01

Putnam James S reported 135,298 shares held after the latest filing, against 136,659 at the first on record.

Lobbying spend by quarter

How much has LPL Financial Holdings Inc. reported spending on federal lobbying?

Q1 25Q2 25Q3 25Q4 25Q1 26Q2 26Q3 26Q4 26
Q1 25Q2 25Q3 25Q4 25Q1 26Q2 26Q3 26Q4 26

LPL Financial Holdings Inc. reported $3.3M in lobbying over the last eight quarters, from filings matched by exact company name.

Insiders trading LPLA

Everyone who filed a Form 4 for this ticker, by number of rows on record. "Bought" and "sold" count open-market purchases (code P) and sales only; awards, option exercises and shares withheld for tax are in the row count but not in those two columns. Showing 15 of 19.

InsiderRoleRowsBoughtSoldValue boughtValue soldLatest
Gates GregGroup Managing Director27022—$3.0MAugust 20, 2026
Enyedi MatthewGroup Managing Director13011—$1.5MJuly 31, 2026
Audette Matthew JPresident and CFO13011—$1.8MApril 15, 2026
Steinmeier RichardChief Executive Officer1007—$2.7MFebruary 25, 2026
Cohen Marc EliotGroup Managing Director804—$1.2MJune 12, 2026
Putnam James SDirector700——August 28, 2026
SCHIFTER RICHARD PDirector700——August 28, 2026
Jambusaria AneriGroup Managing Director705—$554KAugust 27, 2026
BERNARD EDWARD CDirector600——August 28, 2026
Thomas Corey E.Director600——August 28, 2026
EBERHART PAULETTDirector500——August 28, 2026
Glavin William Francis JrDirector500——August 28, 2026
Mnookin AllisonDirector500——August 28, 2026
Reeping KatharinePrincipal Accounting Officer402—$221KSeptember 11, 2026
Field EmilyGroup Managing Director201—$38KSeptember 5, 2026
What kind of transactions these are 5 Form 4 codes
CodeMeaningRowsSharesValue at reported prices
AGrant or award6150,431—
SOpen-market sale5323,190$8.0M
FShares withheld for tax109,388$3.0M
GGift43,520—
MOption exercise or conversion418,802$729K

What each code means: Form 4 transaction codes.

Members of Congress trading LPLA

Members whose periodic transaction reports name this ticker. Amounts are the sums of the ranges as filed.

MemberSeatTradesBoughtSoldRange as filedLatest
Gilbert Ray Cisneros, Jr.Representative (CA, District 31), Democrat10100$10K–$150KJune 11, 2026
Val T. HoyleRepresentative (OR, District 4), Democrat101$1,001–$15KApril 2, 2025

Download CSV143 rows · 50 KB · insider and congressional rows for this ticker · all downloads

Insider transactions

FilerSideTrade dateDisclosedLagSharesPriceValueFlagsSourceShare
Reeping KatharineSell SSeptember 11, 2026September 14, 20263d440$348$153KForm 4 ↗
Field EmilySell FSeptember 5, 2026September 8, 20263d106$359$38KForm 4 ↗
Thomas Corey E.Other AAugust 28, 2026September 1, 20264d4——Form 4 ↗
SCHIFTER RICHARD POther AAugust 28, 2026September 1, 20264d14——Form 4 ↗
Putnam James SOther AAugust 28, 2026September 1, 20264d7——Form 4 ↗
Mnookin AllisonOther AAugust 28, 2026September 1, 20264d2——Form 4 ↗
Glavin William Francis JrOther AAugust 28, 2026September 1, 20264d10——Form 4 ↗
EBERHART PAULETTOther AAugust 28, 2026September 1, 20264d4——Form 4 ↗
BERNARD EDWARD COther AAugust 28, 2026September 1, 20264d3——Form 4 ↗
Jambusaria AneriSell SAugust 27, 2026August 31, 20264d308$357$110K10b5-1 planForm 4 ↗
Gates GregOption / conversion MAugust 20, 2026August 21, 20261d7,189——derivativeForm 4 ↗
Gates GregSell SAugust 20, 2026August 21, 20261d4,119$355$1.5MForm 4 ↗
Gates GregOption / conversion MAugust 20, 2026August 21, 20261d7,189$78$557KForm 4 ↗
Putnam James SOther GAugust 3, 2026August 4, 20261d2,000——Form 4 ↗
Enyedi MatthewSell SJuly 31, 2026August 4, 20264d1$356$35610b5-1 planForm 4 ↗
Enyedi MatthewSell SJuly 31, 2026August 4, 20264d51$355$18K10b5-1 planForm 4 ↗
Enyedi MatthewSell SJuly 31, 2026August 4, 20264d296$353$105K10b5-1 planForm 4 ↗
Enyedi MatthewSell SJuly 31, 2026August 4, 20264d463$353$163K10b5-1 planForm 4 ↗
Enyedi MatthewSell SJuly 31, 2026August 4, 20264d189$351$66K10b5-1 planForm 4 ↗
Jambusaria AneriSell SJune 17, 2026June 22, 20265d308$306$94Klate10b5-1 planForm 4 ↗
Gates GregSell FJune 12, 2026June 15, 20263d232$296$69KForm 4 ↗
Cohen Marc EliotSell FJune 12, 2026June 15, 20263d44$296$13KForm 4 ↗
Thomas Corey E.Other AJune 4, 2026June 8, 20264d7——Form 4 ↗
SCHIFTER RICHARD POther AJune 4, 2026June 8, 20264d19——Form 4 ↗
Putnam James SOther AJune 4, 2026June 8, 20264d10——Form 4 ↗
Mnookin AllisonOther AJune 4, 2026June 8, 20264d3——Form 4 ↗
Glavin William Francis JrOther AJune 4, 2026June 8, 20264d15——Form 4 ↗
EBERHART PAULETTOther AJune 4, 2026June 8, 20264d5——Form 4 ↗
BERNARD EDWARD COther AJune 4, 2026June 8, 20264d4——Form 4 ↗
Thomas Corey E.Other AMay 15, 2026May 19, 20264d348——Form 4 ↗
Thomas Corey E.Other AMay 15, 2026May 19, 20264d712——Form 4 ↗
SCHIFTER RICHARD POther AMay 15, 2026May 19, 20264d348——Form 4 ↗
SCHIFTER RICHARD POther AMay 15, 2026May 19, 20264d712——Form 4 ↗
Putnam James SOther AMay 15, 2026May 19, 20264d712——Form 4 ↗
MULCAHY ANNE MOther AMay 15, 2026May 19, 20264d348——Form 4 ↗
MULCAHY ANNE MOther AMay 15, 2026May 19, 20264d712——Form 4 ↗
Mnookin AllisonOther AMay 15, 2026May 19, 20264d712——Form 4 ↗
Ko Albert JOther AMay 15, 2026May 19, 20264d712——Form 4 ↗
Khanna SomeshOther AMay 15, 2026May 19, 20264d712——Form 4 ↗
Glavin William Francis JrOther AMay 15, 2026May 19, 20264d712——Form 4 ↗
EBERHART PAULETTOther AMay 15, 2026May 19, 20264d712——Form 4 ↗
BERNARD EDWARD COther AMay 15, 2026May 19, 20264d348——Form 4 ↗
BERNARD EDWARD COther AMay 15, 2026May 19, 20264d712——Form 4 ↗
Putnam James SOther GMay 7, 2026May 8, 20261d100——Form 4 ↗
Audette Matthew JSell SApril 15, 2026April 16, 20261d106$332$35K10b5-1 planForm 4 ↗
Audette Matthew JSell SApril 15, 2026April 16, 20261d595$331$197K10b5-1 planForm 4 ↗
Audette Matthew JSell SApril 15, 2026April 16, 20261d189$328$62K10b5-1 planForm 4 ↗
Audette Matthew JSell SApril 15, 2026April 16, 20261d220$327$72K10b5-1 planForm 4 ↗
Audette Matthew JSell SApril 14, 2026April 16, 20262d139$326$45K10b5-1 planForm 4 ↗
Audette Matthew JSell SApril 14, 2026April 16, 20262d330$325$107K10b5-1 planForm 4 ↗
Thomas Corey E.Other AMarch 24, 2026March 26, 20262d7——Form 4 ↗
SCHIFTER RICHARD POther AMarch 24, 2026March 26, 20262d19——Form 4 ↗
Putnam James SOther AMarch 24, 2026March 26, 20262d10——Form 4 ↗
Mnookin AllisonOther AMarch 24, 2026March 26, 20262d3——Form 4 ↗
Glavin William Francis JrOther AMarch 24, 2026March 26, 20262d15——Form 4 ↗
EBERHART PAULETTOther AMarch 24, 2026March 26, 20262d5——Form 4 ↗
BERNARD EDWARD COther AMarch 24, 2026March 26, 20262d4——Form 4 ↗
Cohen Marc EliotOption / conversion MMarch 9, 2026March 11, 20262d2,212——derivativeForm 4 ↗
Cohen Marc EliotSell SMarch 10, 2026March 11, 20261d1,088$310$337KForm 4 ↗
Cohen Marc EliotSell SMarch 9, 2026March 11, 20262d2,212$309$683KForm 4 ↗
Cohen Marc EliotOption / conversion MMarch 9, 2026March 11, 20262d2,212$78$171KForm 4 ↗
Jambusaria AneriSell SMarch 2, 2026March 4, 20262d308$306$94K10b5-1 planForm 4 ↗
Steinmeier RichardOther AFebruary 25, 2026February 27, 20262d10,526——Form 4 ↗
Steinmeier RichardSell FFebruary 25, 2026February 27, 20262d2,619$318$834KForm 4 ↗
Steinmeier RichardOther AFebruary 25, 2026February 27, 20262d2,255——Form 4 ↗
Reeping KatharineOther AFebruary 25, 2026February 27, 20262d373——Form 4 ↗
Reeping KatharineSell FFebruary 25, 2026February 27, 20262d212$318$68KForm 4 ↗
Reeping KatharineOther AFebruary 25, 2026February 27, 20262d81——Form 4 ↗
Morningstar MatthewOther AFebruary 25, 2026February 27, 20262d1,122——Form 4 ↗
Jambusaria AneriOther AFebruary 25, 2026February 27, 20262d1,302——Form 4 ↗
Jambusaria AneriSell FFebruary 25, 2026February 27, 20262d715$318$228KForm 4 ↗
Jambusaria AneriOther AFebruary 25, 2026February 27, 20262d942——Form 4 ↗
Gates GregOther AFebruary 25, 2026February 27, 20262d2,807——Form 4 ↗
Gates GregOther AFebruary 25, 2026February 27, 20262d2,774——Form 4 ↗
Gates GregSell FFebruary 25, 2026February 27, 20262d1,293$318$412KForm 4 ↗
Gates GregOther AFebruary 25, 2026February 27, 20262d1,856——Form 4 ↗
Field EmilyOther AFebruary 25, 2026February 27, 20262d1,122——Form 4 ↗
Enyedi MatthewSell SFebruary 26, 2026February 27, 20261d183$323$59K10b5-1 planForm 4 ↗
Enyedi MatthewSell SFebruary 26, 2026February 27, 20261d169$322$54K10b5-1 planForm 4 ↗
Enyedi MatthewSell SFebruary 26, 2026February 27, 20261d666$321$214K10b5-1 planForm 4 ↗
Enyedi MatthewSell SFebruary 26, 2026February 27, 20261d628$319$201K10b5-1 planForm 4 ↗
Enyedi MatthewSell SFebruary 26, 2026February 27, 20261d463$318$147K10b5-1 planForm 4 ↗
Enyedi MatthewOther AFebruary 25, 2026February 27, 20262d2,176——10b5-1 planForm 4 ↗
Enyedi MatthewSell FFebruary 25, 2026February 27, 20262d1,333$318$425K10b5-1 planForm 4 ↗
Enyedi MatthewOther AFebruary 25, 2026February 27, 20262d1,799——10b5-1 planForm 4 ↗
Cohen Marc EliotOther AFebruary 25, 2026February 27, 20262d1,403——Form 4 ↗
Cohen Marc EliotSell FFebruary 25, 2026February 27, 20262d483$318$154KForm 4 ↗
Cohen Marc EliotOther AFebruary 25, 2026February 27, 20262d537——Form 4 ↗
Audette Matthew JSell SFebruary 26, 2026February 27, 20261d453$322$146K10b5-1 planForm 4 ↗
Audette Matthew JSell SFebruary 26, 2026February 27, 20261d506$321$162K10b5-1 planForm 4 ↗
Audette Matthew JSell SFebruary 26, 2026February 27, 20261d274$319$87K10b5-1 planForm 4 ↗
Audette Matthew JSell SFebruary 26, 2026February 27, 20261d348$319$111K10b5-1 planForm 4 ↗
Audette Matthew JOther AFebruary 25, 2026February 27, 20262d6,624——10b5-1 planForm 4 ↗
Audette Matthew JSell FFebruary 25, 2026February 27, 20262d2,351$318$749K10b5-1 planForm 4 ↗
Audette Matthew JOther AFebruary 25, 2026February 27, 20262d2,152——10b5-1 planForm 4 ↗
Khanna SomeshOther AFebruary 2, 2026February 4, 20262d139——Form 4 ↗
SCHIFTER RICHARD POther GDecember 31, 2025January 2, 20262d1,145——Form 4 ↗
Morningstar MatthewOther ADecember 9, 2025December 11, 20252d1,715——Form 4 ↗
Steinmeier RichardOther GDecember 5, 2025December 9, 20254d275——10b5-1 planindirectForm 4 ↗
Steinmeier RichardSell SDecember 5, 2025December 9, 20254d274$373$102K10b5-1 planForm 4 ↗
Steinmeier RichardSell SDecember 5, 2025December 9, 20254d779$372$290K10b5-1 planForm 4 ↗
Steinmeier RichardSell SDecember 5, 2025December 9, 20254d2,450$371$910K10b5-1 planForm 4 ↗
Steinmeier RichardSell SDecember 5, 2025December 9, 20254d1,040$371$385K10b5-1 planForm 4 ↗
Steinmeier RichardSell SDecember 5, 2025December 9, 20254d183$369$67K10b5-1 planForm 4 ↗
Steinmeier RichardSell SDecember 5, 2025December 9, 20254d332$367$122K10b5-1 planForm 4 ↗
Gates GregSell SDecember 5, 2025December 9, 20254d39$373$15K10b5-1 planForm 4 ↗
Gates GregSell SDecember 5, 2025December 9, 20254d85$372$32K10b5-1 planForm 4 ↗
Gates GregSell SDecember 5, 2025December 9, 20254d410$371$152K10b5-1 planForm 4 ↗
Gates GregSell SDecember 5, 2025December 9, 20254d136$370$50K10b5-1 planForm 4 ↗
Gates GregSell SDecember 5, 2025December 9, 20254d34$369$13K10b5-1 planForm 4 ↗
Gates GregSell SDecember 5, 2025December 9, 20254d46$368$17K10b5-1 planForm 4 ↗
Thomas Corey E.Other ADecember 1, 2025December 3, 20252d4——Form 4 ↗
SCHIFTER RICHARD POther ADecember 1, 2025December 3, 20252d14——Form 4 ↗
Putnam James SOther ADecember 1, 2025December 3, 20252d7——Form 4 ↗
Mnookin AllisonOther ADecember 1, 2025December 3, 20252d2——Form 4 ↗
Jambusaria AneriSell SDecember 1, 2025December 3, 20252d80$352$28K10b5-1 planForm 4 ↗
Glavin William Francis JrOther ADecember 1, 2025December 3, 20252d10——Form 4 ↗
EBERHART PAULETTOther ADecember 1, 2025December 3, 20252d4——Form 4 ↗
BERNARD EDWARD COther ADecember 1, 2025December 3, 20252d3——Form 4 ↗
Gates GregSell SNovember 5, 2025November 7, 20252d39$380$15K10b5-1 planForm 4 ↗
Gates GregSell SNovember 5, 2025November 7, 20252d169$380$64K10b5-1 planForm 4 ↗
Gates GregSell SNovember 5, 2025November 7, 20252d234$378$89K10b5-1 planForm 4 ↗
Gates GregSell SNovember 5, 2025November 7, 20252d293$377$110K10b5-1 planForm 4 ↗
Gates GregSell SNovember 5, 2025November 7, 20252d267$376$100K10b5-1 planForm 4 ↗
Gates GregSell SNovember 5, 2025November 7, 20252d230$375$86K10b5-1 planForm 4 ↗
Gates GregSell SNovember 5, 2025November 7, 20252d205$374$77K10b5-1 planForm 4 ↗
Gates GregSell SNovember 5, 2025November 7, 20252d63$373$23K10b5-1 planForm 4 ↗
Gates GregSell SOctober 6, 2025October 8, 20252d102$320$33K10b5-1 planForm 4 ↗
Gates GregSell SOctober 6, 2025October 8, 20252d132$315$42K10b5-1 planForm 4 ↗
Gates GregSell SOctober 6, 2025October 8, 20252d109$314$34K10b5-1 planForm 4 ↗
Gates GregSell SOctober 6, 2025October 8, 20252d266$313$83K10b5-1 planForm 4 ↗
Gates GregSell SOctober 6, 2025October 8, 20252d141$312$44K10b5-1 planForm 4 ↗

Congressional trades

FilerSideTrade dateDisclosedLagSharesPriceValueFlagsSourceShare
Gilbert Ray Cisneros, Jr.BuyJune 11, 2026July 2, 202621d——$1,001–$15KHouse PTR ↗
Gilbert Ray Cisneros, Jr.BuyJune 5, 2026July 2, 202627d——$1,001–$15KHouse PTR ↗
Gilbert Ray Cisneros, Jr.BuyMay 12, 2026June 8, 202627d——$1,001–$15KHouse PTR ↗
Gilbert Ray Cisneros, Jr.BuyMay 14, 2026June 8, 202625d——$1,001–$15KHouse PTR ↗
Gilbert Ray Cisneros, Jr.BuyMay 7, 2026June 8, 202632d——$1,001–$15KHouse PTR ↗
Gilbert Ray Cisneros, Jr.BuyMay 19, 2026June 8, 202620d——$1,001–$15KHouse PTR ↗
Val T. HoyleSellApril 2, 2025May 15, 2026408d——$1,001–$15KlatespouseHouse PTR ↗
Gilbert Ray Cisneros, Jr.BuyApril 6, 2026May 8, 202632d——$1,001–$15KHouse PTR ↗
Gilbert Ray Cisneros, Jr.BuyMay 1, 2026May 8, 20267d——$1,001–$15KHouse PTR ↗
Gilbert Ray Cisneros, Jr.BuyMarch 27, 2026April 7, 202611d——$1,001–$15KHouse PTR ↗
Gilbert Ray Cisneros, Jr.BuyDecember 10, 2025January 12, 202633d——$1,001–$15KHouse PTR ↗

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Guides for this page

Sources and method

Official sources behind this page
SourceFilingsRowsFirst filedNewest filedRead the originals
House Clerk, periodic transaction reports611January 12, 2026July 2, 2026House Clerk search
SEC EDGAR, Form 468132October 8, 2025September 14, 2026Form 4 list on EDGAR

Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.

Insider rows are Form 4 filings for this issuer from SEC EDGAR; congressional rows are periodic transaction reports parsed from the House Clerk and the Senate eFD. Values use the reported price for Form 4 and the disclosed range for Congress. See methodology and corrections.

Not investment advice. Disclosures are shown as filed and may lag the trade or be amended. No recommendation is made or implied.