Transactions
6
Insider / LPL Financial Holdings Inc.
Thomas Corey E.
Director at LPL Financial Holdings Inc.
- Company
- LPL Financial Holdings Inc.
- Ticker
- LPLA
- First filing on record
- December 3, 2025
- Latest trade on record
- August 28, 2026
- SEC filings
- EDGAR ↗
Thomas Corey E., Director at LPL Financial Holdings Inc., has disclosed 6 transactions in LPLA since December 3, 2025: 0 purchases (0 open-market buys) and 0 sales, worth about $0 at the reported prices. The latest was filed September 1, 2026, 4 days after the trade.
Open-market buys
0
Sales
0
Avg. disclosure lag
3.3d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)Other transaction
In the last 12 months Thomas Corey E. reported 6 transactions that were neither a purchase nor a sale, such as stock awards, option exercises or shares withheld for tax.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
0 of 5 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| A | Grant or award | 6 | 1,082 | — |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 5 | 0 | 0 |
| 2025 | 1 | 0 | 0 |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| LPLA | Other A | August 28, 2026 | September 1, 2026 | 4d | 4 | — | — | Form 4 ↗ | ||
| LPLA | Other A | June 4, 2026 | June 8, 2026 | 4d | 7 | — | — | Form 4 ↗ | ||
| LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 348 | — | — | Form 4 ↗ | ||
| LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 712 | — | — | Form 4 ↗ | ||
| LPLA | Other A | March 24, 2026 | March 26, 2026 | 2d | 7 | — | — | Form 4 ↗ | ||
| LPLA | Other A | December 1, 2025 | December 3, 2025 | 2d | 4 | — | — | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| September 1, 2026 | Form 4 | 0001628280-26-059842 | 1 | published | EDGAR ↗ |
| June 8, 2026 | Form 4 | 0001628280-26-041562 | 1 | published | EDGAR ↗ |
| May 19, 2026 | Form 4 | 0001628280-26-036493 | 2 | published | EDGAR ↗ |
| March 26, 2026 | Form 4 | 0001628280-26-021439 | 1 | published | EDGAR ↗ |
| December 3, 2025 | Form 4 | 0001628280-25-055101 | 1 | published | EDGAR ↗ |
Other insiders at LPL Financial Holdings Inc.
- Gates Greg Group Managing Director 27 rows
- Audette Matthew J President and CFO 14 rows
- Enyedi Matthew Group Managing Director 13 rows
- EBERHART PAULETT Director 10 rows
- Steinmeier Richard Chief Executive Officer 10 rows
- Cohen Marc Eliot Group Managing Director 8 rows
- Jambusaria Aneri Group Managing Director 7 rows
- Putnam James S Director 7 rows
- SCHIFTER RICHARD P Director 7 rows
- BERNARD EDWARD C Director 6 rows
Everyone on file, with contracts and lobbying under the company's name: LPL Financial Holdings Inc..
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 5 | 6 | December 3, 2025 | September 1, 2026 | Form 4 list on EDGAR |
Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.