Company / CIK 0001397911
LPL Financial Holdings Inc.
- Ticker
- LPLA
- Size, estimated from filings
- Large cap ($10B – $200B)
- Insiders on file
- 19
- Members of Congress who traded it
- 2
- Federal contracts on record
- none matched
- Lobbying filings on record
- 14
- SEC filings
- EDGAR ↗
- Latest trade on record
- September 11, 2026
LPL Financial Holdings Inc. (LPLA) has 19 insiders on file who disclosed 127 transactions in the last 12 months (0 open-market buys, 58 sales, about $11.5M at reported prices), and 11 congressional trades in its stock are on record. No federal contract award that started in the last 180 days was found for a recipient with exactly this name, and 7 lobbying filings naming it as client report $1.4M in 2026.
LPL Financial Holdings Inc. in charts
Who is trading this stock
Which people account for the buying and selling over the last 12 months?
BoughtSold
8 people account for the disclosed buying and selling in LPL Financial Holdings Inc. over the last 12 months; the most active is Gates Greg with $2.8M.
Lobbying spend by quarter
How much has LPL Financial Holdings Inc. reported spending on federal lobbying?
LPL Financial Holdings Inc. reported $3.3M in lobbying over the last eight quarters, from filings matched by exact company name.
Insiders
| Name | Role | Rows | Bought | Sold | Last filed |
|---|---|---|---|---|---|
| Audette Matthew J | President and CFO | 13 | 0 | 11 | September 18, 2026 |
| Reeping Katharine | Principal Accounting Officer | 4 | 0 | 2 | September 14, 2026 |
| Field Emily | Group Managing Director | 2 | 0 | 1 | September 8, 2026 |
| SCHIFTER RICHARD P | Director | 7 | 0 | 0 | September 1, 2026 |
| BERNARD EDWARD C | Director | 6 | 0 | 0 | September 1, 2026 |
| EBERHART PAULETT | Director | 5 | 0 | 0 | September 1, 2026 |
| Glavin William Francis Jr | Director | 5 | 0 | 0 | September 1, 2026 |
| Mnookin Allison | Director | 5 | 0 | 0 | September 1, 2026 |
| Putnam James S | Director | 7 | 0 | 0 | September 1, 2026 |
| Thomas Corey E. | Director | 6 | 0 | 0 | September 1, 2026 |
| Jambusaria Aneri | Group Managing Director | 7 | 0 | 5 | August 31, 2026 |
| Gates Greg | Group Managing Director | 27 | 0 | 22 | August 21, 2026 |
| Enyedi Matthew | Group Managing Director | 13 | 0 | 11 | August 4, 2026 |
| Cohen Marc Eliot | Group Managing Director | 8 | 0 | 4 | June 15, 2026 |
| Khanna Somesh | Director | 2 | 0 | 0 | May 19, 2026 |
| Ko Albert J | Director | 1 | 0 | 0 | May 19, 2026 |
| MULCAHY ANNE M | Director | 2 | 0 | 0 | May 19, 2026 |
| Morningstar Matthew | Group Managing Director | 2 | 0 | 0 | February 27, 2026 |
| Steinmeier Richard | Chief Executive Officer | 10 | 0 | 7 | February 27, 2026 |
Rows are this company's Form 4 rows for each person. "Bought" and "sold" count open-market purchases (code P) and sales only. More in insider buying and insider selling.
Members of Congress who traded LPLA
From periodic transaction reports that name the company's stock. Amounts are the sums of the ranges as filed. Every row is on the LPLA page.
| Member | Seat | Trades | Bought | Sold | Range as filed | Latest |
|---|---|---|---|---|---|---|
| Gilbert Ray Cisneros, Jr. | Representative (CA, District 31), Democrat | 10 | 10 | 0 | $10K–$150K | June 11, 2026 |
| Val T. Hoyle | Representative (OR, District 4), Democrat | 1 | 0 | 1 | $1,001–$15K | April 2, 2025 |
Insider transactions
| Filer | Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Reeping Katharine | LPLA | Sell S | September 11, 2026 | September 14, 2026 | 3d | 440 | $348 | $153K | Form 4 ↗ | ||
| Field Emily | LPLA | Sell F | September 5, 2026 | September 8, 2026 | 3d | 106 | $359 | $38K | Form 4 ↗ | ||
| Thomas Corey E. | LPLA | Other A | August 28, 2026 | September 1, 2026 | 4d | 4 | — | — | Form 4 ↗ | ||
| SCHIFTER RICHARD P | LPLA | Other A | August 28, 2026 | September 1, 2026 | 4d | 14 | — | — | Form 4 ↗ | ||
| Putnam James S | LPLA | Other A | August 28, 2026 | September 1, 2026 | 4d | 7 | — | — | Form 4 ↗ | ||
| Mnookin Allison | LPLA | Other A | August 28, 2026 | September 1, 2026 | 4d | 2 | — | — | Form 4 ↗ | ||
| Glavin William Francis Jr | LPLA | Other A | August 28, 2026 | September 1, 2026 | 4d | 10 | — | — | Form 4 ↗ | ||
| EBERHART PAULETT | LPLA | Other A | August 28, 2026 | September 1, 2026 | 4d | 4 | — | — | Form 4 ↗ | ||
| BERNARD EDWARD C | LPLA | Other A | August 28, 2026 | September 1, 2026 | 4d | 3 | — | — | Form 4 ↗ | ||
| Jambusaria Aneri | LPLA | Sell S | August 27, 2026 | August 31, 2026 | 4d | 308 | $357 | $110K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Option / conversion M | August 20, 2026 | August 21, 2026 | 1d | 7,189 | — | — | derivative | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | August 20, 2026 | August 21, 2026 | 1d | 4,119 | $355 | $1.5M | Form 4 ↗ | ||
| Gates Greg | LPLA | Option / conversion M | August 20, 2026 | August 21, 2026 | 1d | 7,189 | $78 | $557K | Form 4 ↗ | ||
| Putnam James S | LPLA | Other G | August 3, 2026 | August 4, 2026 | 1d | 2,000 | — | — | Form 4 ↗ | ||
| Enyedi Matthew | LPLA | Sell S | July 31, 2026 | August 4, 2026 | 4d | 1 | $356 | $356 | 10b5-1 plan | Form 4 ↗ | |
| Enyedi Matthew | LPLA | Sell S | July 31, 2026 | August 4, 2026 | 4d | 51 | $355 | $18K | 10b5-1 plan | Form 4 ↗ | |
| Enyedi Matthew | LPLA | Sell S | July 31, 2026 | August 4, 2026 | 4d | 296 | $353 | $105K | 10b5-1 plan | Form 4 ↗ | |
| Enyedi Matthew | LPLA | Sell S | July 31, 2026 | August 4, 2026 | 4d | 463 | $353 | $163K | 10b5-1 plan | Form 4 ↗ | |
| Enyedi Matthew | LPLA | Sell S | July 31, 2026 | August 4, 2026 | 4d | 189 | $351 | $66K | 10b5-1 plan | Form 4 ↗ | |
| Jambusaria Aneri | LPLA | Sell S | June 17, 2026 | June 22, 2026 | 5d | 308 | $306 | $94K | late10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell F | June 12, 2026 | June 15, 2026 | 3d | 232 | $296 | $69K | Form 4 ↗ | ||
| Cohen Marc Eliot | LPLA | Sell F | June 12, 2026 | June 15, 2026 | 3d | 44 | $296 | $13K | Form 4 ↗ | ||
| Thomas Corey E. | LPLA | Other A | June 4, 2026 | June 8, 2026 | 4d | 7 | — | — | Form 4 ↗ | ||
| SCHIFTER RICHARD P | LPLA | Other A | June 4, 2026 | June 8, 2026 | 4d | 19 | — | — | Form 4 ↗ | ||
| Putnam James S | LPLA | Other A | June 4, 2026 | June 8, 2026 | 4d | 10 | — | — | Form 4 ↗ | ||
| Mnookin Allison | LPLA | Other A | June 4, 2026 | June 8, 2026 | 4d | 3 | — | — | Form 4 ↗ | ||
| Glavin William Francis Jr | LPLA | Other A | June 4, 2026 | June 8, 2026 | 4d | 15 | — | — | Form 4 ↗ | ||
| EBERHART PAULETT | LPLA | Other A | June 4, 2026 | June 8, 2026 | 4d | 5 | — | — | Form 4 ↗ | ||
| BERNARD EDWARD C | LPLA | Other A | June 4, 2026 | June 8, 2026 | 4d | 4 | — | — | Form 4 ↗ | ||
| Thomas Corey E. | LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 348 | — | — | Form 4 ↗ | ||
| Thomas Corey E. | LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 712 | — | — | Form 4 ↗ | ||
| SCHIFTER RICHARD P | LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 348 | — | — | Form 4 ↗ | ||
| SCHIFTER RICHARD P | LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 712 | — | — | Form 4 ↗ | ||
| Putnam James S | LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 712 | — | — | Form 4 ↗ | ||
| MULCAHY ANNE M | LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 348 | — | — | Form 4 ↗ | ||
| MULCAHY ANNE M | LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 712 | — | — | Form 4 ↗ | ||
| Mnookin Allison | LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 712 | — | — | Form 4 ↗ | ||
| Ko Albert J | LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 712 | — | — | Form 4 ↗ | ||
| Khanna Somesh | LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 712 | — | — | Form 4 ↗ | ||
| Glavin William Francis Jr | LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 712 | — | — | Form 4 ↗ | ||
| EBERHART PAULETT | LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 712 | — | — | Form 4 ↗ | ||
| BERNARD EDWARD C | LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 348 | — | — | Form 4 ↗ | ||
| BERNARD EDWARD C | LPLA | Other A | May 15, 2026 | May 19, 2026 | 4d | 712 | — | — | Form 4 ↗ | ||
| Putnam James S | LPLA | Other G | May 7, 2026 | May 8, 2026 | 1d | 100 | — | — | Form 4 ↗ | ||
| Audette Matthew J | LPLA | Sell S | April 15, 2026 | April 16, 2026 | 1d | 106 | $332 | $35K | 10b5-1 plan | Form 4 ↗ | |
| Audette Matthew J | LPLA | Sell S | April 15, 2026 | April 16, 2026 | 1d | 595 | $331 | $197K | 10b5-1 plan | Form 4 ↗ | |
| Audette Matthew J | LPLA | Sell S | April 15, 2026 | April 16, 2026 | 1d | 189 | $328 | $62K | 10b5-1 plan | Form 4 ↗ | |
| Audette Matthew J | LPLA | Sell S | April 15, 2026 | April 16, 2026 | 1d | 220 | $327 | $72K | 10b5-1 plan | Form 4 ↗ | |
| Audette Matthew J | LPLA | Sell S | April 14, 2026 | April 16, 2026 | 2d | 139 | $326 | $45K | 10b5-1 plan | Form 4 ↗ | |
| Audette Matthew J | LPLA | Sell S | April 14, 2026 | April 16, 2026 | 2d | 330 | $325 | $107K | 10b5-1 plan | Form 4 ↗ | |
| Thomas Corey E. | LPLA | Other A | March 24, 2026 | March 26, 2026 | 2d | 7 | — | — | Form 4 ↗ | ||
| SCHIFTER RICHARD P | LPLA | Other A | March 24, 2026 | March 26, 2026 | 2d | 19 | — | — | Form 4 ↗ | ||
| Putnam James S | LPLA | Other A | March 24, 2026 | March 26, 2026 | 2d | 10 | — | — | Form 4 ↗ | ||
| Mnookin Allison | LPLA | Other A | March 24, 2026 | March 26, 2026 | 2d | 3 | — | — | Form 4 ↗ | ||
| Glavin William Francis Jr | LPLA | Other A | March 24, 2026 | March 26, 2026 | 2d | 15 | — | — | Form 4 ↗ | ||
| EBERHART PAULETT | LPLA | Other A | March 24, 2026 | March 26, 2026 | 2d | 5 | — | — | Form 4 ↗ | ||
| BERNARD EDWARD C | LPLA | Other A | March 24, 2026 | March 26, 2026 | 2d | 4 | — | — | Form 4 ↗ | ||
| Cohen Marc Eliot | LPLA | Option / conversion M | March 9, 2026 | March 11, 2026 | 2d | 2,212 | — | — | derivative | Form 4 ↗ | |
| Cohen Marc Eliot | LPLA | Sell S | March 10, 2026 | March 11, 2026 | 1d | 1,088 | $310 | $337K | Form 4 ↗ | ||
| Cohen Marc Eliot | LPLA | Sell S | March 9, 2026 | March 11, 2026 | 2d | 2,212 | $309 | $683K | Form 4 ↗ | ||
| Cohen Marc Eliot | LPLA | Option / conversion M | March 9, 2026 | March 11, 2026 | 2d | 2,212 | $78 | $171K | Form 4 ↗ | ||
| Jambusaria Aneri | LPLA | Sell S | March 2, 2026 | March 4, 2026 | 2d | 308 | $306 | $94K | 10b5-1 plan | Form 4 ↗ | |
| Steinmeier Richard | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 10,526 | — | — | Form 4 ↗ | ||
| Steinmeier Richard | LPLA | Sell F | February 25, 2026 | February 27, 2026 | 2d | 2,619 | $318 | $834K | Form 4 ↗ | ||
| Steinmeier Richard | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 2,255 | — | — | Form 4 ↗ | ||
| Reeping Katharine | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 373 | — | — | Form 4 ↗ | ||
| Reeping Katharine | LPLA | Sell F | February 25, 2026 | February 27, 2026 | 2d | 212 | $318 | $68K | Form 4 ↗ | ||
| Reeping Katharine | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 81 | — | — | Form 4 ↗ | ||
| Morningstar Matthew | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 1,122 | — | — | Form 4 ↗ | ||
| Jambusaria Aneri | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 1,302 | — | — | Form 4 ↗ | ||
| Jambusaria Aneri | LPLA | Sell F | February 25, 2026 | February 27, 2026 | 2d | 715 | $318 | $228K | Form 4 ↗ | ||
| Jambusaria Aneri | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 942 | — | — | Form 4 ↗ | ||
| Gates Greg | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 2,807 | — | — | Form 4 ↗ | ||
| Gates Greg | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 2,774 | — | — | Form 4 ↗ | ||
| Gates Greg | LPLA | Sell F | February 25, 2026 | February 27, 2026 | 2d | 1,293 | $318 | $412K | Form 4 ↗ | ||
| Gates Greg | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 1,856 | — | — | Form 4 ↗ | ||
| Field Emily | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 1,122 | — | — | Form 4 ↗ | ||
| Enyedi Matthew | LPLA | Sell S | February 26, 2026 | February 27, 2026 | 1d | 183 | $323 | $59K | 10b5-1 plan | Form 4 ↗ | |
| Enyedi Matthew | LPLA | Sell S | February 26, 2026 | February 27, 2026 | 1d | 169 | $322 | $54K | 10b5-1 plan | Form 4 ↗ | |
| Enyedi Matthew | LPLA | Sell S | February 26, 2026 | February 27, 2026 | 1d | 666 | $321 | $214K | 10b5-1 plan | Form 4 ↗ | |
| Enyedi Matthew | LPLA | Sell S | February 26, 2026 | February 27, 2026 | 1d | 628 | $319 | $201K | 10b5-1 plan | Form 4 ↗ | |
| Enyedi Matthew | LPLA | Sell S | February 26, 2026 | February 27, 2026 | 1d | 463 | $318 | $147K | 10b5-1 plan | Form 4 ↗ | |
| Enyedi Matthew | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 2,176 | — | — | 10b5-1 plan | Form 4 ↗ | |
| Enyedi Matthew | LPLA | Sell F | February 25, 2026 | February 27, 2026 | 2d | 1,333 | $318 | $425K | 10b5-1 plan | Form 4 ↗ | |
| Enyedi Matthew | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 1,799 | — | — | 10b5-1 plan | Form 4 ↗ | |
| Cohen Marc Eliot | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 1,403 | — | — | Form 4 ↗ | ||
| Cohen Marc Eliot | LPLA | Sell F | February 25, 2026 | February 27, 2026 | 2d | 483 | $318 | $154K | Form 4 ↗ | ||
| Cohen Marc Eliot | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 537 | — | — | Form 4 ↗ | ||
| Audette Matthew J | LPLA | Sell S | February 26, 2026 | February 27, 2026 | 1d | 453 | $322 | $146K | 10b5-1 plan | Form 4 ↗ | |
| Audette Matthew J | LPLA | Sell S | February 26, 2026 | February 27, 2026 | 1d | 506 | $321 | $162K | 10b5-1 plan | Form 4 ↗ | |
| Audette Matthew J | LPLA | Sell S | February 26, 2026 | February 27, 2026 | 1d | 274 | $319 | $87K | 10b5-1 plan | Form 4 ↗ | |
| Audette Matthew J | LPLA | Sell S | February 26, 2026 | February 27, 2026 | 1d | 348 | $319 | $111K | 10b5-1 plan | Form 4 ↗ | |
| Audette Matthew J | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 6,624 | — | — | 10b5-1 plan | Form 4 ↗ | |
| Audette Matthew J | LPLA | Sell F | February 25, 2026 | February 27, 2026 | 2d | 2,351 | $318 | $749K | 10b5-1 plan | Form 4 ↗ | |
| Audette Matthew J | LPLA | Other A | February 25, 2026 | February 27, 2026 | 2d | 2,152 | — | — | 10b5-1 plan | Form 4 ↗ | |
| Khanna Somesh | LPLA | Other A | February 2, 2026 | February 4, 2026 | 2d | 139 | — | — | Form 4 ↗ | ||
| SCHIFTER RICHARD P | LPLA | Other G | December 31, 2025 | January 2, 2026 | 2d | 1,145 | — | — | Form 4 ↗ | ||
| Morningstar Matthew | LPLA | Other A | December 9, 2025 | December 11, 2025 | 2d | 1,715 | — | — | Form 4 ↗ | ||
| Steinmeier Richard | LPLA | Other G | December 5, 2025 | December 9, 2025 | 4d | 275 | — | — | 10b5-1 planindirect | Form 4 ↗ | |
| Steinmeier Richard | LPLA | Sell S | December 5, 2025 | December 9, 2025 | 4d | 274 | $373 | $102K | 10b5-1 plan | Form 4 ↗ | |
| Steinmeier Richard | LPLA | Sell S | December 5, 2025 | December 9, 2025 | 4d | 779 | $372 | $290K | 10b5-1 plan | Form 4 ↗ | |
| Steinmeier Richard | LPLA | Sell S | December 5, 2025 | December 9, 2025 | 4d | 2,450 | $371 | $910K | 10b5-1 plan | Form 4 ↗ | |
| Steinmeier Richard | LPLA | Sell S | December 5, 2025 | December 9, 2025 | 4d | 1,040 | $371 | $385K | 10b5-1 plan | Form 4 ↗ | |
| Steinmeier Richard | LPLA | Sell S | December 5, 2025 | December 9, 2025 | 4d | 183 | $369 | $67K | 10b5-1 plan | Form 4 ↗ | |
| Steinmeier Richard | LPLA | Sell S | December 5, 2025 | December 9, 2025 | 4d | 332 | $367 | $122K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | December 5, 2025 | December 9, 2025 | 4d | 39 | $373 | $15K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | December 5, 2025 | December 9, 2025 | 4d | 85 | $372 | $32K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | December 5, 2025 | December 9, 2025 | 4d | 410 | $371 | $152K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | December 5, 2025 | December 9, 2025 | 4d | 136 | $370 | $50K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | December 5, 2025 | December 9, 2025 | 4d | 34 | $369 | $13K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | December 5, 2025 | December 9, 2025 | 4d | 46 | $368 | $17K | 10b5-1 plan | Form 4 ↗ | |
| Thomas Corey E. | LPLA | Other A | December 1, 2025 | December 3, 2025 | 2d | 4 | — | — | Form 4 ↗ | ||
| SCHIFTER RICHARD P | LPLA | Other A | December 1, 2025 | December 3, 2025 | 2d | 14 | — | — | Form 4 ↗ | ||
| Putnam James S | LPLA | Other A | December 1, 2025 | December 3, 2025 | 2d | 7 | — | — | Form 4 ↗ | ||
| Mnookin Allison | LPLA | Other A | December 1, 2025 | December 3, 2025 | 2d | 2 | — | — | Form 4 ↗ | ||
| Jambusaria Aneri | LPLA | Sell S | December 1, 2025 | December 3, 2025 | 2d | 80 | $352 | $28K | 10b5-1 plan | Form 4 ↗ | |
| Glavin William Francis Jr | LPLA | Other A | December 1, 2025 | December 3, 2025 | 2d | 10 | — | — | Form 4 ↗ | ||
| EBERHART PAULETT | LPLA | Other A | December 1, 2025 | December 3, 2025 | 2d | 4 | — | — | Form 4 ↗ | ||
| BERNARD EDWARD C | LPLA | Other A | December 1, 2025 | December 3, 2025 | 2d | 3 | — | — | Form 4 ↗ | ||
| Gates Greg | LPLA | Sell S | November 5, 2025 | November 7, 2025 | 2d | 39 | $380 | $15K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | November 5, 2025 | November 7, 2025 | 2d | 169 | $380 | $64K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | November 5, 2025 | November 7, 2025 | 2d | 234 | $378 | $89K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | November 5, 2025 | November 7, 2025 | 2d | 293 | $377 | $110K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | November 5, 2025 | November 7, 2025 | 2d | 267 | $376 | $100K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | November 5, 2025 | November 7, 2025 | 2d | 230 | $375 | $86K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | November 5, 2025 | November 7, 2025 | 2d | 205 | $374 | $77K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | November 5, 2025 | November 7, 2025 | 2d | 63 | $373 | $23K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | October 6, 2025 | October 8, 2025 | 2d | 102 | $320 | $33K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | October 6, 2025 | October 8, 2025 | 2d | 132 | $315 | $42K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | October 6, 2025 | October 8, 2025 | 2d | 109 | $314 | $34K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | October 6, 2025 | October 8, 2025 | 2d | 266 | $313 | $83K | 10b5-1 plan | Form 4 ↗ | |
| Gates Greg | LPLA | Sell S | October 6, 2025 | October 8, 2025 | 2d | 141 | $312 | $44K | 10b5-1 plan | Form 4 ↗ |
Federal contracts (USAspending, awards started in the last 180 days)
No contract award starting in the last 180 days was found for a recipient named exactly "LPL Financial Holdings Inc.". Subsidiaries and differently-spelled recipients are not matched — search contracts.
Lobbying (Senate LDA, as client)
| Period | Registrant | Primary issue | Amount | Source |
|---|---|---|---|---|
| 2026 Q3 | CROSSROADS STRATEGIES, LLC | Financial Institutions/Investments/Securities | $50,000 | LDA ↗ |
| 2026 Q2 | LPL FINANCIAL | Retirement | $600,000 | LDA ↗ |
| 2026 Q2 | MINDSET ADVOCACY, LLC | Financial Institutions/Investments/Securities | $60,000 | LDA ↗ |
| 2026 Q2 | CROSSROADS STRATEGIES, LLC | Financial Institutions/Investments/Securities | $50,000 | LDA ↗ |
| 2026 Q1 | LPL FINANCIAL | Retirement | $520,000 | LDA ↗ |
| 2026 Q1 | MINDSET ADVOCACY, LLC | Retirement | $60,000 | LDA ↗ |
| 2026 Q1 | CROSSROADS STRATEGIES, LLC | Financial Institutions/Investments/Securities | $50,000 | LDA ↗ |
| 2025 Q4 | LPL FINANCIAL | Retirement | $710,000 | LDA ↗ |
| 2025 Q4 | MINDSET ADVOCACY, LLC | Retirement | $60,000 | LDA ↗ |
| 2025 Q4 | CROSSROADS STRATEGIES, LLC | Financial Institutions/Investments/Securities | $50,000 | LDA ↗ |
| 2025 Q3 | LPL FINANCIAL | Retirement | $510,000 | LDA ↗ |
| 2025 Q3 | MINDSET ADVOCACY, LLC | Retirement | $60,000 | LDA ↗ |
| 2025 Q3 | CROSSROADS STRATEGIES, LLC | Financial Institutions/Investments/Securities | $50,000 | LDA ↗ |
| 2025 Q2 | LPL FINANCIAL | Retirement | $470,000 | LDA ↗ |
Related companies
Companies whose stock was traded by the same people who traded LPLA, by number of filers in common. It shows overlap in public filings and nothing else.
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Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Lobbying disclosure reports Reports are due about 20 days after each quarter ends.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| House Clerk, periodic transaction reports | 6 | 11 | January 12, 2026 | July 2, 2026 | House Clerk search |
| SEC EDGAR, Form 4 | 68 | 132 | October 8, 2025 | September 14, 2026 | Form 4 list on EDGAR |
| Lobbying disclosure filings | 14 filings | — | — | — | LDA.gov search |
Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Insiders and their transactions come from SEC EDGAR Form 4 filings for this issuer. Contracts and lobbying are matched by exact normalized name (suffixes like Inc./Corp. ignored) to USAspending recipients and LDA clients — a conservative match that misses subsidiaries on purpose. See methodology and corrections.
Not investment advice. Public records shown as filed; no recommendation is made or implied.