Company / CIK 0000018230
CATERPILLAR INC
CAT · 4 insiders on file
CATERPILLAR INC (CAT) has 4 insiders on file who disclosed 28 transactions in the last 12 months (0 open-market buys, 15 sales, about $55.6M at reported prices). No federal award to a recipient with exactly this name appears in the last 180 days; no lobbying filing names it as client this year.
Insiders
| Name | Role | Transactions | Last filed |
|---|---|---|---|
| Creed Joseph E | Chief Executive Officer | 20 | September 1, 2026 |
| Epley Kyle Joseph | Chief Financial Officer | 4 | August 27, 2026 |
| Kaiser Jason | Group President | 3 | August 27, 2026 |
| MacLennan David | Director | 1 | July 1, 2026 |
Insider transactions
| Filer | Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| Creed Joseph E | CAT | Option / conversion M | August 28, 2026 | September 1, 2026 | 4d | 44,403 | $220 | $9.8M | derivative | Form 4 ↗ |
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 4,831 | $814 | $3.9M | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 1,280 | $812 | $1.0M | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 5,035 | $811 | $4.1M | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 3,041 | $810 | $2.5M | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 2,137 | $809 | $1.7M | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 2,639 | $808 | $2.1M | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 6,135 | $807 | $5.0M | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 3,382 | $806 | $2.7M | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 1,351 | $805 | $1.1M | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 520 | $804 | $418K | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 750 | $803 | $603K | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 280 | $802 | $225K | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 540 | $801 | $433K | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell S | August 28, 2026 | September 1, 2026 | 4d | 480 | $800 | $384K | Form 4 ↗ | |
| Creed Joseph E | CAT | Sell F | August 28, 2026 | September 1, 2026 | 4d | 12,002 | $813 | $9.8M | Form 4 ↗ | |
| Creed Joseph E | CAT | Option / conversion M | August 28, 2026 | September 1, 2026 | 4d | 44,403 | $220 | $9.8M | Form 4 ↗ | |
| Creed Joseph E | CAT | Other A | August 26, 2026 | August 27, 2026 | 1d | 19 | $822 | $16K | derivative | Form 4 ↗ |
| Kaiser Jason | CAT | Other A | August 26, 2026 | August 27, 2026 | 1d | 11 | $822 | $9,041 | derivative | Form 4 ↗ |
| Epley Kyle Joseph | CAT | Other A | August 26, 2026 | August 27, 2026 | 1d | 7 | $822 | $5,754 | derivative | Form 4 ↗ |
| Epley Kyle Joseph | CAT | Other A | August 26, 2026 | August 27, 2026 | 1d | 11 | $822 | $9,041 | derivative | Form 4 ↗ |
| Creed Joseph E | CAT | Other A | July 24, 2026 | July 27, 2026 | 3d | 18 | $889 | $16K | derivative | Form 4 ↗ |
| Kaiser Jason | CAT | Other A | July 24, 2026 | July 27, 2026 | 3d | 10 | $889 | $8,887 | derivative | Form 4 ↗ |
| Epley Kyle Joseph | CAT | Other A | July 24, 2026 | July 27, 2026 | 3d | 7 | $889 | $6,221 | derivative | Form 4 ↗ |
| Epley Kyle Joseph | CAT | Other A | July 24, 2026 | July 27, 2026 | 3d | 5 | $889 | $4,444 | derivative | Form 4 ↗ |
| MacLennan David | CAT | Other A | June 30, 2026 | July 1, 2026 | 1d | 22 | $1,055 | $23K | derivative | Form 4 ↗ |
| Creed Joseph E | CAT | Other A | June 26, 2026 | June 29, 2026 | 3d | 16 | $997 | $16K | derivative | Form 4 ↗ |
| Kaiser Jason | CAT | Other A | June 26, 2026 | June 29, 2026 | 3d | 5 | $997 | $4,987 | derivative | Form 4 ↗ |
Federal contracts (USAspending, last 180 days)
No award action to a recipient named exactly "CATERPILLAR INC" in the last 180 days. Subsidiaries and differently-spelled recipients are not matched — search contracts.
Lobbying (Senate LDA, as client)
No LDA filing names "CATERPILLAR INC" as the client in the last two years. Filings under a subsidiary or trade-association name are not matched — search lobbying.
Sources and method
Insiders and their transactions come from SEC EDGAR Form 4 filings for this issuer. Contracts and lobbying are matched by exact normalized name (suffixes like Inc./Corp. ignored) to USAspending recipients and LDA clients — a conservative match that misses subsidiaries on purpose. See methodology and corrections.
Not investment advice. Public records shown as filed; no recommendation is made or implied.