Transactions
8
Insider / CATERPILLAR INC
Fish James C Jr
Director at CATERPILLAR INC
- Company
- CATERPILLAR INC
- First filing on record
- December 22, 2025
- Latest trade on record
- June 10, 2026
- SEC filings
- EDGAR ↗
Fish James C Jr, Director at CATERPILLAR INC, has disclosed 8 transactions in CAT, WM since December 22, 2025: 0 purchases (0 open-market buys) and 4 sales, worth about $27.1M at the reported prices. The latest was filed June 11, 2026, 1 day after the trade.
Open-market buys
0
Sales
4
Avg. disclosure lag
2.4d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)Other transaction
In the last 12 months Fish James C Jr made no purchases and 4 sales worth $14M, plus 4 other transactions. Dot size is the dollar amount.
Portfolio mix
Which stocks does this person trade most? Tile size is dollars traded, all time on record.
Fish James C Jr has traded 1 stock on record; the largest by dollars is WM.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
0 of 5 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| A | Grant or award | 3 | 116,761 | $13.5M |
| S | Open-market sale | 3 | 36,753 | $8.5M |
| F | Shares withheld for tax | 1 | 22,763 | $5.2M |
| G | Gift | 1 | 1,000 | — |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 7 | 0 | 4 · $13.6M |
| 2025 | 1 | 0 | 0 |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| CAT | Other A | June 10, 2026 | June 11, 2026 | 1d | 211 | — | — | Form 4 ↗ | ||
| WM | Other A | March 3, 2026 | March 5, 2026 | 2d | 57,034 | — | — | derivative | Form 4 ↗ | |
| WM | Sell S | February 10, 2026 | February 10, 2026 | 0d | 5,706 | $231 | $1.3M | 10b5-1 plan | Form 4 ↗ | |
| WM | Sell S | February 9, 2026 | February 10, 2026 | 1d | 30,390 | $230 | $7.0M | 10b5-1 plan | Form 4 ↗ | |
| WM | Sell S | February 6, 2026 | February 10, 2026 | 4d | 657 | $230 | $151K | 10b5-1 plan | Form 4 ↗ | |
| WM | Sell F | January 29, 2026 | February 2, 2026 | 4d | 22,763 | $226 | $5.2M | Form 4 ↗ | ||
| WM | Other A | January 29, 2026 | February 2, 2026 | 4d | 59,516 | $226 | $13.5M | Form 4 ↗ | ||
| CAT | Other G | December 19, 2025 | December 22, 2025 | 3d | 1,000 | — | — | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| June 11, 2026 | Form 4 | 0001104659-26-072891 | 1 | published | EDGAR ↗ |
| March 5, 2026 | Form 4 | 0001225208-26-003247 | 1 | published | EDGAR ↗ |
| February 10, 2026 | Form 4 | 0001225208-26-001556 | 3 | published | EDGAR ↗ |
| February 2, 2026 | Form 4 | 0001225208-26-001109 | 2 | published | EDGAR ↗ |
| December 22, 2025 | Form 4 | 0001104659-25-123644 | 1 | published | EDGAR ↗ |
Other insiders at CATERPILLAR INC
- Creed Joseph E Chief Executive Officer 41 rows
- Johnson Denise C Group President 40 rows
- Kaiser Jason Group President 40 rows
- De Lange Bob Group President 34 rows
- Fassino Anthony D. Group President 31 rows
- BONFIELD ANDREW R J Chief Financial Officer 28 rows
- MacLennan David Director 26 rows
- Marks Judith Fran Director 18 rows
- Shurman Rodney Michael Group President 14 rows
- Carroll John A. VP & Chief Accounting Officer 13 rows
Everyone on file, with contracts and lobbying under the company's name: CATERPILLAR INC.
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Rule 10b5-1 trading plans The plan must be set up when the insider has no important non-public information.
- Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 5 | 8 | December 22, 2025 | June 11, 2026 | Form 4 list on EDGAR |
Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.