Johnson Denise C Insider Trades at CATERPILLAR INC

Spot the Money

Johnson Denise C

Group President at CATERPILLAR INC

Company: CATERPILLAR INC
Ticker: CAT
First filing on record: October 27, 2025
Latest trade on record: May 14, 2026
SEC filings: EDGAR ↗

Johnson Denise C, Group President at CATERPILLAR INC, has disclosed 40 transactions in CAT since October 27, 2025: 0 purchases (0 open-market buys) and 26 sales, worth about $112.0M at the reported prices. The latest was filed May 15, 2026, 1 day after the trade.

Last updated May 15, 2026 · Source: SEC EDGAR Form 4 filings

Transactions

40

Open-market buys

0

Sales

26

Avg. disclosure lag

1.6d

Trading in charts

Trade timeline

When does this person trade, how big, and in which direction? Every trade in the last 12 months.

Bought (above the line)Sold (below the line)Other transaction

In the last 12 months Johnson Denise C made no purchases and 26 sales worth $64M, plus 14 other transactions. Dot size is the dollar amount.

Portfolio mix

Which stocks does this person trade most? Tile size is dollars traded, all time on record.

Johnson Denise C has traded 1 stock on record; the largest by dollars is CAT.

Reporting lag

Does this person report on time? One bar per filing against the Form 4 deadline.

On timeLate

0 of 10 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).

What kind of transactions

Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.

Rows by Form 4 transaction code
Code	Meaning	Rows	Shares	Value
S	Open-market sale	18	57,939	$43.7M
F	Shares withheld for tax	8	27,859	$20.4M
M	Option exercise or conversion	8	162,158	$34.0M
A	Grant or award	4	15,325	$9,932
J	Other acquisition or disposal	2	21,890	$13.8M

Rows by year of the trade
Year	Rows	Bought	Sold
2026	38	0	26 · $64.2M
2025	2	0	0

Transactions

Download CAT trades (CSV)288 rows · 97 KB · every filer in this ticker, this insider included · all downloads

Security	Side	Trade date	Disclosed	Lag	Shares	Price	Value	Flags	Source
CAT	Option / conversion M	May 14, 2026	May 15, 2026	1d	16,078	$197	$3.2M	derivative	Form 4 ↗
CAT	Sell S	May 14, 2026	May 15, 2026	1d	1,605	$912	$1.5M		Form 4 ↗
CAT	Sell S	May 14, 2026	May 15, 2026	1d	402	$911	$366K		Form 4 ↗
CAT	Sell S	May 14, 2026	May 15, 2026	1d	1,568	$910	$1.4M		Form 4 ↗
CAT	Sell S	May 14, 2026	May 15, 2026	1d	2,302	$909	$2.1M		Form 4 ↗
CAT	Sell S	May 14, 2026	May 15, 2026	1d	1,191	$908	$1.1M		Form 4 ↗
CAT	Sell S	May 14, 2026	May 15, 2026	1d	1,491	$907	$1.4M		Form 4 ↗
CAT	Sell S	May 14, 2026	May 15, 2026	1d	2,259	$906	$2.0M		Form 4 ↗
CAT	Sell S	May 14, 2026	May 15, 2026	1d	1,787	$905	$1.6M		Form 4 ↗
CAT	Sell F	May 14, 2026	May 15, 2026	1d	3,473	$911	$3.2M		Form 4 ↗
CAT	Option / conversion M	May 14, 2026	May 15, 2026	1d	16,078	$197	$3.2M		Form 4 ↗
CAT	Option / conversion M	May 13, 2026	May 14, 2026	1d	7,900	$197	$1.6M	derivative	Form 4 ↗
CAT	Sell S	May 13, 2026	May 14, 2026	1d	2,650	$910	$2.4M		Form 4 ↗
CAT	Sell S	May 13, 2026	May 14, 2026	1d	3,546	$909	$3.2M		Form 4 ↗
CAT	Sell F	May 13, 2026	May 14, 2026	1d	1,704	$912	$1.6M		Form 4 ↗
CAT	Option / conversion M	May 13, 2026	May 14, 2026	1d	7,900	$197	$1.6M		Form 4 ↗
CAT	Sell F	March 4, 2026	March 6, 2026	2d	346	$738	$255K		Form 4 ↗
CAT	Other A	March 2, 2026	March 4, 2026	2d	4,601	—	—	derivative	Form 4 ↗
CAT	Sell F	March 3, 2026	March 4, 2026	1d	337	$719	$242K		Form 4 ↗
CAT	Other A	March 2, 2026	March 4, 2026	2d	1,650	—	—		Form 4 ↗
CAT	Sell F	February 10, 2026	February 12, 2026	2d	3,563	$745	$2.7M		Form 4 ↗
CAT	Other A	February 10, 2026	February 12, 2026	2d	9,055	—	—		Form 4 ↗
CAT	Other J	February 4, 2026	February 6, 2026	2d	10,946	$692	$7.6M	derivative	Form 4 ↗
CAT	Option / conversion M	February 2, 2026	February 4, 2026	2d	45,291	$220	$10.0M	derivative	Form 4 ↗
CAT	Option / conversion M	February 2, 2026	February 4, 2026	2d	11,810	$197	$2.3M	derivative	Form 4 ↗
CAT	Sell S	February 2, 2026	February 4, 2026	2d	1,138	$685	$779K		Form 4 ↗
CAT	Sell S	February 2, 2026	February 4, 2026	2d	2,258	$684	$1.5M		Form 4 ↗
CAT	Sell S	February 2, 2026	February 4, 2026	2d	2,761	$683	$1.9M		Form 4 ↗
CAT	Sell S	February 2, 2026	February 4, 2026	2d	2,994	$682	$2.0M		Form 4 ↗
CAT	Sell S	February 2, 2026	February 4, 2026	2d	20,145	$681	$13.7M		Form 4 ↗
CAT	Sell S	February 2, 2026	February 4, 2026	2d	1,431	$680	$973K		Form 4 ↗
CAT	Sell F	February 2, 2026	February 4, 2026	2d	14,564	$683	$10.0M		Form 4 ↗
CAT	Option / conversion M	February 2, 2026	February 4, 2026	2d	45,291	$220	$10.0M		Form 4 ↗
CAT	Sell S	February 2, 2026	February 4, 2026	2d	7,411	$680	$5.0M		Form 4 ↗
CAT	Sell S	February 2, 2026	February 4, 2026	2d	1,000	$679	$679K		Form 4 ↗
CAT	Sell F	February 2, 2026	February 4, 2026	2d	3,399	$683	$2.3M		Form 4 ↗
CAT	Option / conversion M	February 2, 2026	February 4, 2026	2d	11,810	$197	$2.3M		Form 4 ↗
CAT	Sell F	January 12, 2026	January 13, 2026	1d	473	$622	$294K		Form 4 ↗
CAT	Other J	November 12, 2025	November 14, 2025	2d	10,944	$573	$6.3M	derivative	Form 4 ↗
CAT	Other A	October 24, 2025	October 27, 2025	3d	19	$523	$9,932	derivative	Form 4 ↗

Filings

Filed	Form	Accession	Rows	Status	Source
May 15, 2026	Form 4	0001104659-26-062809	11	published	EDGAR ↗
May 14, 2026	Form 4	0001104659-26-061036	5	published	EDGAR ↗
March 6, 2026	Form 4	0001104659-26-024554	1	published	EDGAR ↗
March 4, 2026	Form 4	0001104659-26-023600	3	published	EDGAR ↗
February 12, 2026	Form 4	0001104659-26-014526	2	published	EDGAR ↗
February 6, 2026	Form 4	0001104659-26-011396	1	published	EDGAR ↗
February 4, 2026	Form 4	0001104659-26-010372	14	published	EDGAR ↗
January 13, 2026	Form 4	0001104659-26-003277	1	published	EDGAR ↗
November 14, 2025	Form 4	0001104659-25-112198	1	published	EDGAR ↗
October 27, 2025	Form 4	0001104659-25-102540	1	published	EDGAR ↗

Other insiders at CATERPILLAR INC

Creed Joseph E Chief Executive Officer 41 rows
Kaiser Jason Group President 40 rows
De Lange Bob Group President 34 rows
Fassino Anthony D. Group President 31 rows
BONFIELD ANDREW R J Chief Financial Officer 28 rows
MacLennan David Director 26 rows
Marks Judith Fran Director 18 rows
Shurman Rodney Michael Group President 14 rows
Johnson Gerald Director 11 rows
Epley Kyle Joseph Chief Financial Officer 10 rows

Everyone on file, with contracts and lobbying under the company's name: CATERPILLAR INC.

Guides for this page

What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.

Sources and method

Official sources behind this page
Source	Filings	Rows	First filed	Newest filed	Read the originals
SEC EDGAR, Form 4	10	40	October 27, 2025	May 15, 2026	Form 4 list on EDGAR

Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.

Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.

Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.