Transactions
13
Insider / Hercules Capital, Inc.
Follmann Christian
Chief Operating Officer at Hercules Capital, Inc.
- Company
- Hercules Capital, Inc.
- Ticker
- HTGC
- First filing on record
- October 14, 2025
- Latest trade on record
- October 9, 2026
- SEC filings
- EDGAR ↗
Follmann Christian, Chief Operating Officer at Hercules Capital, Inc., has disclosed 13 transactions in HTGC since October 14, 2025: 1 purchase (1 open-market buy) and 10 sales, worth about $1.1M at the reported prices. The latest was filed October 13, 2026, 4 days after the trade; 1 filing was late against the 2-business-day Form 4 deadline.
Open-market buys
1
Sales
10
Avg. disclosure lag
3.7d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)Other transaction
In the last 12 months Follmann Christian made 1 purchase worth $73K and 8 sales worth $294K, plus 2 other transactions. Dot size is the dollar amount.
Portfolio mix
Which stocks does this person trade most? Tile size is dollars traded, all time on record.
Follmann Christian has traded 1 stock on record; the largest by dollars is HTGC.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
1 of 9 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| F | Shares withheld for tax | 10 | 19,690 | $337K |
| A | Grant or award | 2 | 47,567 | $675K |
| P | Open-market purchase | 1 | 5,000 | $73K |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 10 | 1 · $73K | 8 · $294K |
| 2025 | 3 | 0 | 2 · $43K |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| HTGC | Sell F | October 9, 2026 | October 13, 2026 | 4d | 1,433 | $17 | $24K | Form 4 ↗ | ||
| HTGC | Sell F | October 9, 2026 | October 13, 2026 | 4d | 1,365 | $17 | $23K | Form 4 ↗ | ||
| HTGC | Sell F | July 9, 2026 | July 13, 2026 | 4d | 1,365 | $16 | $21K | Form 4 ↗ | ||
| HTGC | Sell F | July 9, 2026 | July 13, 2026 | 4d | 1,433 | $16 | $22K | Form 4 ↗ | ||
| HTGC | Sell F | April 9, 2026 | April 13, 2026 | 4d | 1,433 | $15 | $21K | Form 4 ↗ | ||
| HTGC | Sell F | April 9, 2026 | April 13, 2026 | 4d | 1,365 | $15 | $20K | Form 4 ↗ | ||
| HTGC | Buy P | March 4, 2026 | March 5, 2026 | 1d | 5,000 | $15 | $73K | Form 4 ↗ | ||
| HTGC | Sell F | January 11, 2026 | January 13, 2026 | 2d | 1,178 | $19 | $22K | Form 4 ↗ | ||
| HTGC | Sell F | January 9, 2026 | January 13, 2026 | 4d | 7,580 | $19 | $141K | Form 4 ↗ | ||
| HTGC | Other A | January 8, 2026 | January 12, 2026 | 4d | 37,007 | $18 | $675K | Form 4 ↗ | ||
| HTGC | Other A | December 4, 2025 | December 8, 2025 | 4d | 10,560 | — | — | derivative | Form 4 ↗ | |
| HTGC | Sell F | October 11, 2025 | October 15, 2025 | 4d | 1,176 | $17 | $20K | Form 4 ↗ | ||
| HTGC | Sell F | October 9, 2025 | October 14, 2025 | 5d | 1,362 | $17 | $23K | late | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| October 13, 2026 | Form 4 | 0001907321-26-000008 | 2 | published | EDGAR ↗ |
| July 13, 2026 | Form 4 | 0001907321-26-000007 | 2 | published | EDGAR ↗ |
| April 13, 2026 | Form 4 | 0001907321-26-000005 | 2 | published | EDGAR ↗ |
| March 5, 2026 | Form 4 | 0001907321-26-000003 | 1 | published | EDGAR ↗ |
| January 13, 2026 | Form 4 | 0001907321-26-000002 | 2 | published | EDGAR ↗ |
| January 12, 2026 | Form 4 | 0001907321-26-000001 | 1 | published | EDGAR ↗ |
| December 8, 2025 | Form 4 | 0001907321-25-000009 | 1 | published | EDGAR ↗ |
| October 15, 2025 | Form 4 | 0001907321-25-000007 | 1 | published | EDGAR ↗ |
| October 14, 2025 | Form 4 | 0001907321-25-000006 | 1 | published | EDGAR ↗ |
Other insiders at Hercules Capital, Inc.
- Meyer Seth H Chief Financial Officer 17 rows
- Bluestein Scott Chief Executive Officer 14 rows
- Botelho Kiersten Zaza Chief Legal Officer & CCO 13 rows
- BADAVAS ROBERT P Director 7 rows
- Fallon Thomas J Director 4 rows
- CROWELL GAYLE A Director 3 rows
- Theodosopoulos Nikos Director 3 rows
- Aguirre DeAnne Director 2 rows
- Loo Wade Director 2 rows
- Randhawa Paramjeet K Director 2 rows
Everyone on file, with contracts and lobbying under the company's name: Hercules Capital, Inc..
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 9 | 13 | October 14, 2025 | October 13, 2026 | Form 4 list on EDGAR |
Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.