Transactions
1
Insider / Hercules Capital, Inc.
Fichera Alfred
Director at Hercules Capital, Inc.
- Company
- Hercules Capital, Inc.
- Ticker
- HTGC
- First filing on record
- September 21, 2026
- Latest trade on record
- September 17, 2026
- SEC filings
- EDGAR ↗
Fichera Alfred, Director at Hercules Capital, Inc., has disclosed 1 transaction in HTGC since September 21, 2026: 0 purchases (0 open-market buys) and 0 sales, worth about $62K at the reported prices. The latest was filed September 21, 2026, 4 days after the trade.
Open-market buys
0
Sales
0
Avg. disclosure lag
4.0d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)Other transaction
In the last 12 months Fichera Alfred reported 1 transaction that was neither a purchase nor a sale, such as stock awards, option exercises or shares withheld for tax.
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| A | Grant or award | 1 | 3,483 | $62K |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 1 | 0 | 0 |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| HTGC | Other A | September 17, 2026 | September 21, 2026 | 4d | 3,483 | $18 | $62K | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| September 21, 2026 | Form 4 | 0002092805-26-000002 | 1 | published | EDGAR ↗ |
Other insiders at Hercules Capital, Inc.
- Meyer Seth H Chief Financial Officer 17 rows
- Bluestein Scott Chief Executive Officer 14 rows
- Botelho Kiersten Zaza Chief Legal Officer & CCO 13 rows
- Follmann Christian Chief Operating Officer 13 rows
- BADAVAS ROBERT P Director 7 rows
- Fallon Thomas J Director 4 rows
- CROWELL GAYLE A Director 3 rows
- Theodosopoulos Nikos Director 3 rows
- Aguirre DeAnne Director 2 rows
- Loo Wade Director 2 rows
Everyone on file, with contracts and lobbying under the company's name: Hercules Capital, Inc..
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 1 | 1 | September 21, 2026 | September 21, 2026 | Form 4 list on EDGAR |
Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.