Transactions
43
Insider / Lumentum Holdings Inc.
Wupen Yuen
PRESIDENT, GLOBAL BUS. UNITS at Lumentum Holdings Inc.
- Company
- Lumentum Holdings Inc.
- Ticker
- LITE
- First filing on record
- November 18, 2025
- Latest trade on record
- September 29, 2026
- SEC filings
- EDGAR ↗
Wupen Yuen, PRESIDENT, GLOBAL BUS. UNITS at Lumentum Holdings Inc., has disclosed 43 transactions in LITE since November 18, 2025: 0 purchases (0 open-market buys) and 40 sales, worth about $65.8M at the reported prices. The latest was filed September 30, 2026, 1 day after the trade; 1 filing was late against the 2-business-day Form 4 deadline.
Open-market buys
0
Sales
40
Avg. disclosure lag
1.5d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)Other transaction
In the last 12 months Wupen Yuen made no purchases and 40 sales worth $66M, plus 3 other transactions. Dot size is the dollar amount.
Portfolio mix
Which stocks does this person trade most? Tile size is dollars traded, all time on record.
Wupen Yuen has traded 1 stock on record; the largest by dollars is LITE.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
1 of 17 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| S | Open-market sale | 33 | 23,638 | $18.7M |
| F | Shares withheld for tax | 7 | 54,316 | $47.1M |
| A | Grant or award | 3 | 85,001 | — |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 39 | 0 | 36 · $64.3M |
| 2025 | 4 | 0 | 4 · $1.5M |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| LITE | Sell S | September 29, 2026 | September 30, 2026 | 1d | 307 | $945 | $290K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 28, 2026 | September 30, 2026 | 2d | 500 | $949 | $474K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 25, 2026 | September 25, 2026 | 0d | 500 | $936 | $468K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 24, 2026 | September 25, 2026 | 1d | 500 | $921 | $461K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 23, 2026 | September 23, 2026 | 0d | 500 | $947 | $473K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 22, 2026 | September 23, 2026 | 1d | 500 | $936 | $468K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 21, 2026 | September 23, 2026 | 2d | 500 | $959 | $480K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 18, 2026 | September 18, 2026 | 0d | 500 | $920 | $460K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 17, 2026 | September 18, 2026 | 1d | 500 | $933 | $467K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 16, 2026 | September 18, 2026 | 2d | 500 | $857 | $428K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 15, 2026 | September 15, 2026 | 0d | 500 | $842 | $421K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 14, 2026 | September 15, 2026 | 1d | 500 | $862 | $431K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 11, 2026 | September 15, 2026 | 4d | 500 | $944 | $472K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 10, 2026 | September 10, 2026 | 0d | 500 | $961 | $481K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 9, 2026 | September 10, 2026 | 1d | 500 | $979 | $489K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 8, 2026 | September 10, 2026 | 2d | 500 | $896 | $448K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 4, 2026 | September 4, 2026 | 0d | 500 | $860 | $430K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 3, 2026 | September 4, 2026 | 1d | 500 | $870 | $435K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 2, 2026 | September 4, 2026 | 2d | 500 | $864 | $432K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | September 1, 2026 | September 1, 2026 | 0d | 500 | $901 | $451K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | August 31, 2026 | September 1, 2026 | 1d | 500 | $895 | $448K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | August 28, 2026 | September 1, 2026 | 4d | 500 | $941 | $470K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | August 27, 2026 | August 27, 2026 | 0d | 500 | $959 | $479K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Other A | August 25, 2026 | August 27, 2026 | 2d | 5,138 | — | — | 10b5-1 plan | Form 4 ↗ | |
| LITE | Other A | August 17, 2026 | August 27, 2026 | 10d | 22,760 | — | — | late | Form 4 ↗ | |
| LITE | Sell S | August 26, 2026 | August 26, 2026 | 0d | 500 | $882 | $441K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | August 25, 2026 | August 26, 2026 | 1d | 500 | $857 | $428K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | August 24, 2026 | August 26, 2026 | 2d | 500 | $824 | $412K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | August 21, 2026 | August 21, 2026 | 0d | 500 | $898 | $449K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell F | August 21, 2026 | August 21, 2026 | 0d | 6,705 | $867 | $5.8M | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | August 20, 2026 | August 21, 2026 | 1d | 1,500 | $828 | $1.2M | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell F | August 19, 2026 | August 21, 2026 | 2d | 3,860 | $828 | $3.2M | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell F | August 17, 2026 | August 18, 2026 | 1d | 29,056 | $969 | $28.2M | Form 4 ↗ | ||
| LITE | Other A | August 17, 2026 | August 18, 2026 | 1d | 57,103 | — | — | Form 4 ↗ | ||
| LITE | Sell F | August 15, 2026 | August 18, 2026 | 3d | 3,741 | $926 | $3.5M | Form 4 ↗ | ||
| LITE | Sell S | May 18, 2026 | May 19, 2026 | 1d | 3,210 | $954 | $3.1M | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell F | May 15, 2026 | May 19, 2026 | 4d | 3,741 | $971 | $3.6M | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | February 17, 2026 | February 18, 2026 | 1d | 3,157 | $538 | $1.7M | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell F | February 15, 2026 | February 18, 2026 | 3d | 3,481 | $563 | $2.0M | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | November 19, 2025 | November 21, 2025 | 2d | 822 | $259 | $213K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | November 18, 2025 | November 18, 2025 | 0d | 821 | $246 | $202K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell S | November 17, 2025 | November 18, 2025 | 1d | 821 | $234 | $192K | 10b5-1 plan | Form 4 ↗ | |
| LITE | Sell F | November 15, 2025 | November 18, 2025 | 3d | 3,732 | $232 | $866K | 10b5-1 plan | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| September 30, 2026 | Form 4 | 0001489550-26-000015 | 2 | published | EDGAR ↗ |
| September 25, 2026 | Form 4 | 0001489550-26-000014 | 2 | published | EDGAR ↗ |
| September 23, 2026 | Form 4 | 0001489550-26-000013 | 3 | published | EDGAR ↗ |
| September 18, 2026 | Form 4 | 0001489550-26-000012 | 3 | published | EDGAR ↗ |
| September 15, 2026 | Form 4 | 0001489550-26-000011 | 3 | published | EDGAR ↗ |
| September 10, 2026 | Form 4 | 0001489550-26-000010 | 3 | published | EDGAR ↗ |
| September 4, 2026 | Form 4 | 0001489550-26-000009 | 3 | published | EDGAR ↗ |
| September 1, 2026 | Form 4 | 0001489550-26-000008 | 3 | published | EDGAR ↗ |
| August 27, 2026 | Form 4 | 0001489550-26-000006 | 1 | published | EDGAR ↗ |
| August 27, 2026 | Form 4 | 0001489550-26-000007 | 2 | published | EDGAR ↗ |
| August 26, 2026 | Form 4 | 0001489550-26-000005 | 3 | published | EDGAR ↗ |
| August 21, 2026 | Form 4 | 0001489550-26-000004 | 4 | published | EDGAR ↗ |
| August 18, 2026 | Form 4 | 0001489550-26-000003 | 3 | published | EDGAR ↗ |
| May 19, 2026 | Form 4 | 0001489550-26-000002 | 2 | published | EDGAR ↗ |
| February 18, 2026 | Form 4 | 0001489550-26-000001 | 2 | published | EDGAR ↗ |
| November 21, 2025 | Form 4 | 0001489550-25-000004 | 1 | published | EDGAR ↗ |
| November 18, 2025 | Form 4 | 0001489550-25-000003 | 3 | published | EDGAR ↗ |
Other insiders at Lumentum Holdings Inc.
- Retort Vincent SEE REMARKS 69 rows
- Kim Jae SVP, GENERAL COUNSEL 33 rows
- Lillie Brian Director 33 rows
- Ali Wajid EVP & CHIEF FINANCIAL OFFICER 25 rows
- Harris Isaac Hosojiro Director 16 rows
- HURLSTON MICHAEL E. President and CEO 16 rows
- HERSCHER PENNY Director 11 rows
- Fletcher Pamela Director 7 rows
- Small Ian Director 6 rows
- Johnson Julia Suzanne Director 3 rows
Everyone on file, with contracts and lobbying under the company's name: Lumentum Holdings Inc..
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Rule 10b5-1 trading plans The plan must be set up when the insider has no important non-public information.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 17 | 43 | November 18, 2025 | September 30, 2026 | Form 4 list on EDGAR |
Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.