Transactions
52
Insider / PRINCIPAL FINANCIAL GROUP INC
STRABLE-SOETHOUT DEANNA D
President and CEO at PRINCIPAL FINANCIAL GROUP INC
- First filing on record
- December 19, 2025
- Latest trade on record
- September 25, 2026
- SEC filings
- EDGAR ↗
STRABLE-SOETHOUT DEANNA D, President and CEO at PRINCIPAL FINANCIAL GROUP INC, has disclosed 52 transactions in PFG, ELV since December 19, 2025: 0 purchases (0 open-market buys) and 15 sales, worth about $39.7M at the reported prices. The latest was filed September 29, 2026, 4 days after the trade; 14 filings were late against the 2-business-day Form 4 deadline.
Open-market buys
0
Sales
15
Avg. disclosure lag
3.7d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)Other transaction
In the last 12 months STRABLE-SOETHOUT DEANNA D made no purchases and 15 sales worth $21M, plus 37 other transactions. Dot size is the dollar amount.
Portfolio mix
Which stocks does this person trade most? Tile size is dollars traded, all time on record.
STRABLE-SOETHOUT DEANNA D has traded 1 stock on record; the largest by dollars is PFG.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
2 of 17 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| A | Grant or award | 23 | 217,904 | $9.2M |
| M | Option exercise or conversion | 14 | 173,655 | $9.2M |
| D | Sale back to the company | 9 | 173,655 | $18.3M |
| S | Open-market sale | 4 | 24,965 | $2.4M |
| F | Shares withheld for tax | 2 | 6,102 | $582K |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 33 | 0 | 10 · $15.2M |
| 2025 | 19 | 0 | 5 · $6.1M |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| PFG | Other A | September 25, 2026 | September 29, 2026 | 4d | 42 | — | — | indirect | Form 4 ↗ | |
| PFG | Other A | September 25, 2026 | September 29, 2026 | 4d | 593 | — | — | Form 4 ↗ | ||
| PFG | Option / conversion M | September 3, 2026 | September 8, 2026 | 5d | 18,380 | $64 | $1.2M | late10b5-1 planderivative | Form 4 ↗ | |
| PFG | Option / conversion M | September 3, 2026 | September 8, 2026 | 5d | 18,380 | $64 | $1.2M | late10b5-1 planderivative | Form 4 ↗ | |
| PFG | Option / conversion M | September 3, 2026 | September 8, 2026 | 5d | 18,380 | $64 | $1.2M | late10b5-1 planderivative | Form 4 ↗ | |
| PFG | Sell D | September 3, 2026 | September 8, 2026 | 5d | 55,140 | $121 | $6.6M | late10b5-1 plan | Form 4 ↗ | |
| PFG | Other A | September 3, 2026 | September 8, 2026 | 5d | 18,380 | $64 | $1.2M | late10b5-1 plan | Form 4 ↗ | |
| PFG | Other A | September 3, 2026 | September 8, 2026 | 5d | 18,380 | $64 | $1.2M | late10b5-1 plan | Form 4 ↗ | |
| PFG | Other A | September 3, 2026 | September 8, 2026 | 5d | 18,380 | $64 | $1.2M | late10b5-1 plan | Form 4 ↗ | |
| PFG | Other A | June 26, 2026 | June 30, 2026 | 4d | 44 | — | — | indirect | Form 4 ↗ | |
| PFG | Other A | June 26, 2026 | June 30, 2026 | 4d | 612 | — | — | Form 4 ↗ | ||
| PFG | Option / conversion M | June 12, 2026 | June 15, 2026 | 3d | 16,825 | $63 | $1.1M | 10b5-1 planderivative | Form 4 ↗ | |
| PFG | Option / conversion M | June 12, 2026 | June 15, 2026 | 3d | 13,883 | $63 | $872K | 10b5-1 planderivative | Form 4 ↗ | |
| PFG | Option / conversion M | June 11, 2026 | June 15, 2026 | 4d | 2,942 | $63 | $185K | 10b5-1 planderivative | Form 4 ↗ | |
| PFG | Option / conversion M | June 11, 2026 | June 15, 2026 | 4d | 16,825 | $63 | $1.1M | 10b5-1 planderivative | Form 4 ↗ | |
| PFG | Sell D | June 12, 2026 | June 15, 2026 | 3d | 4,263 | $111 | $474K | 10b5-1 plan | Form 4 ↗ | |
| PFG | Sell D | June 12, 2026 | June 15, 2026 | 3d | 26,445 | $110 | $2.9M | 10b5-1 plan | Form 4 ↗ | |
| PFG | Other A | June 12, 2026 | June 15, 2026 | 3d | 16,825 | $63 | $1.1M | 10b5-1 plan | Form 4 ↗ | |
| PFG | Other A | June 12, 2026 | June 15, 2026 | 3d | 13,883 | $63 | $872K | 10b5-1 plan | Form 4 ↗ | |
| PFG | Sell D | June 11, 2026 | June 15, 2026 | 4d | 19,767 | $110 | $2.2M | 10b5-1 plan | Form 4 ↗ | |
| PFG | Other A | June 11, 2026 | June 15, 2026 | 4d | 2,942 | $63 | $185K | 10b5-1 plan | Form 4 ↗ | |
| PFG | Other A | June 11, 2026 | June 15, 2026 | 4d | 16,825 | $63 | $1.1M | 10b5-1 plan | Form 4 ↗ | |
| ELV | Other A | May 13, 2026 | May 15, 2026 | 2d | 563 | — | — | Form 4 ↗ | ||
| PFG | Other A | March 27, 2026 | March 31, 2026 | 4d | 52 | — | — | indirect | Form 4 ↗ | |
| PFG | Other A | March 27, 2026 | March 31, 2026 | 4d | 680 | — | — | Form 4 ↗ | ||
| PFG | Sell F | February 27, 2026 | March 3, 2026 | 4d | 781 | $95 | $75K | indirect | Form 4 ↗ | |
| PFG | Sell F | February 27, 2026 | March 3, 2026 | 4d | 5,321 | $95 | $508K | Form 4 ↗ | ||
| PFG | Other A | February 23, 2026 | February 25, 2026 | 2d | 13,557 | — | — | Form 4 ↗ | ||
| PFG | Other A | February 23, 2026 | February 25, 2026 | 2d | 27,511 | — | — | Form 4 ↗ | ||
| PFG | Sell S | January 30, 2026 | February 2, 2026 | 3d | 7,340 | $95 | $697K | 10b5-1 plan | Form 4 ↗ | |
| PFG | Sell S | January 29, 2026 | January 30, 2026 | 1d | 9,300 | $95 | $885K | 10b5-1 plan | Form 4 ↗ | |
| PFG | Sell S | January 22, 2026 | January 26, 2026 | 4d | 8,025 | $93 | $743K | 10b5-1 planindirect | Form 4 ↗ | |
| PFG | Sell S | January 8, 2026 | January 12, 2026 | 4d | 300 | $93 | $28K | 10b5-1 planindirect | Form 4 ↗ | |
| PFG | Option / conversion M | December 31, 2025 | January 2, 2026 | 2d | 22,680 | $37 | $848K | 10b5-1 planderivative | Form 4 ↗ | |
| PFG | Option / conversion M | December 31, 2025 | January 2, 2026 | 2d | 15,557 | $37 | $582K | 10b5-1 planderivative | Form 4 ↗ | |
| PFG | Sell D | December 31, 2025 | January 2, 2026 | 2d | 38,237 | $89 | $3.4M | 10b5-1 plan | Form 4 ↗ | |
| PFG | Other A | December 31, 2025 | January 2, 2026 | 2d | 38,237 | $37 | $1.4M | 10b5-1 plan | Form 4 ↗ | |
| PFG | Option / conversion M | December 24, 2025 | December 29, 2025 | 5d | 7,123 | $37 | $266K | late10b5-1 planderivative | Form 4 ↗ | |
| PFG | Option / conversion M | December 24, 2025 | December 29, 2025 | 5d | 13,592 | $37 | $508K | late10b5-1 planderivative | Form 4 ↗ | |
| PFG | Option / conversion M | December 23, 2025 | December 29, 2025 | 6d | 200 | $37 | $7,476 | late10b5-1 planderivative | Form 4 ↗ | |
| PFG | Sell D | December 24, 2025 | December 29, 2025 | 5d | 20,715 | $90 | $1.9M | late10b5-1 plan | Form 4 ↗ | |
| PFG | Other A | December 24, 2025 | December 29, 2025 | 5d | 20,715 | $37 | $774K | late10b5-1 plan | Form 4 ↗ | |
| PFG | Sell D | December 23, 2025 | December 29, 2025 | 6d | 200 | $90 | $18K | late10b5-1 plan | Form 4 ↗ | |
| PFG | Other A | December 23, 2025 | December 29, 2025 | 6d | 200 | $37 | $7,476 | late10b5-1 plan | Form 4 ↗ | |
| PFG | Other A | December 19, 2025 | December 23, 2025 | 4d | 77 | — | — | indirect | Form 4 ↗ | |
| PFG | Other A | December 19, 2025 | December 23, 2025 | 4d | 518 | — | — | Form 4 ↗ | ||
| PFG | Option / conversion M | December 19, 2025 | December 23, 2025 | 4d | 500 | $37 | $19K | 10b5-1 planderivative | Form 4 ↗ | |
| PFG | Sell D | December 19, 2025 | December 23, 2025 | 4d | 500 | $90 | $45K | 10b5-1 plan | Form 4 ↗ | |
| PFG | Other A | December 19, 2025 | December 23, 2025 | 4d | 500 | $37 | $19K | 10b5-1 plan | Form 4 ↗ | |
| PFG | Option / conversion M | December 18, 2025 | December 19, 2025 | 1d | 8,388 | $37 | $314K | 10b5-1 planderivative | Form 4 ↗ | |
| PFG | Sell D | December 18, 2025 | December 19, 2025 | 1d | 8,388 | $90 | $756K | 10b5-1 plan | Form 4 ↗ | |
| PFG | Other A | December 18, 2025 | December 19, 2025 | 1d | 8,388 | $37 | $314K | 10b5-1 plan | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| September 29, 2026 | Form 4 | 0001126328-26-000184 | 2 | published | EDGAR ↗ |
| September 8, 2026 | Form 4 | 0001126328-26-000182 | 7 | published | EDGAR ↗ |
| June 30, 2026 | Form 4 | 0001126328-26-000148 | 2 | published | EDGAR ↗ |
| June 15, 2026 | Form 4 | 0001126328-26-000137 | 11 | published | EDGAR ↗ |
| May 15, 2026 | Form 4 | 0001628280-26-035643 | 1 | published | EDGAR ↗ |
| March 31, 2026 | Form 4 | 0001126328-26-000073 | 2 | published | EDGAR ↗ |
| March 3, 2026 | Form 4 | 0001126328-26-000051 | 2 | published | EDGAR ↗ |
| February 25, 2026 | Form 4 | 0001126328-26-000031 | 2 | published | EDGAR ↗ |
| February 2, 2026 | Form 4 | 0001126328-26-000010 | 1 | published | EDGAR ↗ |
| January 30, 2026 | Form 4 | 0001126328-26-000008 | 1 | published | EDGAR ↗ |
| January 26, 2026 | Form 4 | 0001126328-26-000006 | 1 | published | EDGAR ↗ |
| January 12, 2026 | Form 4 | 0001126328-26-000004 | 1 | published | EDGAR ↗ |
| January 2, 2026 | Form 4 | 0001126328-26-000002 | 4 | published | EDGAR ↗ |
| December 29, 2025 | Form 4 | 0001126328-25-000118 | 7 | published | EDGAR ↗ |
| December 23, 2025 | Form 4 | 0001126328-25-000073 | 3 | published | EDGAR ↗ |
| December 23, 2025 | Form 4 | 0001126328-25-000112 | 2 | published | EDGAR ↗ |
| December 19, 2025 | Form 4 | 0001126328-25-000071 | 3 | published | EDGAR ↗ |
Other insiders at PRINCIPAL FINANCIAL GROUP INC
- McCullum Kenneth A. EVP - Chief Risk Officer 15 rows
- Friedrich Amy Christine President - Benefits & Protect 13 rows
- Cheong Wee Yee EVP, Principal Asia 12 rows
- Pitz Joel CFO 12 rows
- Bhatia Kamal President and CEO - PAM 11 rows
- HOCHSCHILD ROGER C Director 11 rows
- Mills Scott Director 11 rows
- RIVERA ALFREDO Director 9 rows
- Kay Kathleen B Director 8 rows
- Muruzabal Claudio Director 8 rows
Everyone on file, with contracts and lobbying under the company's name: PRINCIPAL FINANCIAL GROUP INC.
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Rule 10b5-1 trading plans The plan must be set up when the insider has no important non-public information.
- Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 17 | 52 | December 19, 2025 | September 29, 2026 | Form 4 list on EDGAR |
Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.