Transactions
7
Insider / CAPITAL ONE FINANCIAL CORP
SHATTUCK MAYO A III
Director at CAPITAL ONE FINANCIAL CORP
- Company
- CAPITAL ONE FINANCIAL CORP
- First filing on record
- May 12, 2026
- Latest trade on record
- June 30, 2026
- SEC filings
- EDGAR ↗
SHATTUCK MAYO A III, Director at CAPITAL ONE FINANCIAL CORP, has disclosed 7 transactions in GAP, COF since May 12, 2026: 0 purchases (0 open-market buys) and 0 sales, worth about $0 at the reported prices. The latest was filed July 1, 2026, 1 day after the trade.
Open-market buys
0
Sales
0
Avg. disclosure lag
1.4d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)Other transaction
In the last 12 months SHATTUCK MAYO A III reported 7 transactions that were neither a purchase nor a sale, such as stock awards, option exercises or shares withheld for tax.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
0 of 2 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| M | Option exercise or conversion | 4 | 41,559 | — |
| A | Grant or award | 3 | 12,480 | — |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 7 | 0 | 0 |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| GAP | Option / conversion M | June 30, 2026 | July 1, 2026 | 1d | 19,036 | — | — | derivative | Form 4 ↗ | |
| GAP | Other A | June 30, 2026 | July 1, 2026 | 1d | 9,903 | — | — | derivative | Form 4 ↗ | |
| GAP | Option / conversion M | June 30, 2026 | July 1, 2026 | 1d | 1,744 | — | — | derivative | Form 4 ↗ | |
| GAP | Other A | June 30, 2026 | July 1, 2026 | 1d | 1,283 | — | — | derivative | Form 4 ↗ | |
| GAP | Option / conversion M | June 30, 2026 | July 1, 2026 | 1d | 19,036 | — | — | Form 4 ↗ | ||
| GAP | Option / conversion M | June 30, 2026 | July 1, 2026 | 1d | 1,743 | — | — | Form 4 ↗ | ||
| COF | Other A | May 8, 2026 | May 12, 2026 | 4d | 1,294 | — | — | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| July 1, 2026 | Form 4 | 0000039911-26-000047 | 6 | published | EDGAR ↗ |
| May 12, 2026 | Form 4 | 0001087426-26-000003 | 1 | published | EDGAR ↗ |
Other insiders at CAPITAL ONE FINANCIAL CORP
- Locoh-Donou Francois President, CEO & Director 51 rows
- FAIRBANK RICHARD D Chairman and CEO 45 rows
- Gruber Julie Chief Legal&Compliance Officer 41 rows
- DICKSON RICHARD President & CEO, Gap Inc. 25 rows
- O'Connell Katrina Chief Financial Officer 21 rows
- BREWER BRADY ceo, International 19 rows
- Breitbard Mark President & CEO, Gap Brand 18 rows
- FISHER WILLIAM SYDNEY Director 17 rows
- Thompson Amanda J Chief People Officer 17 rows
- Blinde Neal President, Commercial Banking 16 rows
Everyone on file, with contracts and lobbying under the company's name: CAPITAL ONE FINANCIAL CORP.
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 2 | 7 | May 12, 2026 | July 1, 2026 | Form 4 list on EDGAR |
Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.