Transactions
11
Insider / Compass, Inc.
Serwin Bradley K
General Counsel at Compass, Inc.
- Company
- Compass, Inc.
- Ticker
- COMP
- First filing on record
- October 6, 2025
- Latest trade on record
- November 25, 2025
- SEC filings
- EDGAR ↗
Serwin Bradley K, General Counsel at Compass, Inc., has disclosed 11 transactions in COMP since October 6, 2025: 0 purchases (0 open-market buys) and 6 sales, worth about $956K at the reported prices. The latest was filed November 25, 2025, 0 days after the trade.
Open-market buys
0
Sales
6
Avg. disclosure lag
2.4d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)
In the last 12 months Serwin Bradley K made no purchases and 5 sales worth $607K. Dot size is the dollar amount.
Portfolio mix
Which stocks does this person trade most? Tile size is dollars traded, all time on record.
Serwin Bradley K has traded 1 stock on record; the largest by dollars is COMP.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
0 of 3 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| M | Option exercise or conversion | 5 | 175,664 | — |
| S | Open-market sale | 5 | 57,681 | $607K |
| F | Shares withheld for tax | 1 | 44,604 | $349K |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2025 | 11 | 0 | 6 · $956K |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| COMP | Sell S | November 25, 2025 | November 25, 2025 | 0d | 20,953 | $11 | $230K | 10b5-1 plan | Form 4 ↗ | |
| COMP | Sell S | November 24, 2025 | November 25, 2025 | 1d | 20,952 | $11 | $220K | 10b5-1 plan | Form 4 ↗ | |
| COMP | Sell S | November 21, 2025 | November 25, 2025 | 4d | 13,969 | $10 | $140K | 10b5-1 plan | Form 4 ↗ | |
| COMP | Sell S | November 12, 2025 | November 13, 2025 | 1d | 904 | $10 | $8,588 | 10b5-1 plan | Form 4 ↗ | |
| COMP | Sell S | November 11, 2025 | November 13, 2025 | 2d | 903 | $9 | $8,127 | 10b5-1 plan | Form 4 ↗ | |
| COMP | Option / conversion M | October 3, 2025 | October 6, 2025 | 3d | 11,806 | — | — | derivative | Form 4 ↗ | |
| COMP | Option / conversion M | October 3, 2025 | October 6, 2025 | 3d | 33,786 | — | — | derivative | Form 4 ↗ | |
| COMP | Option / conversion M | October 3, 2025 | October 6, 2025 | 3d | 27,482 | — | — | derivative | Form 4 ↗ | |
| COMP | Option / conversion M | October 3, 2025 | October 6, 2025 | 3d | 14,758 | — | — | derivative | Form 4 ↗ | |
| COMP | Sell F | October 3, 2025 | October 6, 2025 | 3d | 44,604 | $8 | $349K | Form 4 ↗ | ||
| COMP | Option / conversion M | October 3, 2025 | October 6, 2025 | 3d | 87,832 | — | — | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| November 25, 2025 | Form 4 | 0001563190-25-000204 | 3 | published | EDGAR ↗ |
| November 13, 2025 | Form 4 | 0001563190-25-000198 | 2 | published | EDGAR ↗ |
| October 6, 2025 | Form 4 | 0001563190-25-000187 | 6 | published | EDGAR ↗ |
Other insiders at Compass, Inc.
- Wahlers Scott R. CFO & CAO 28 rows
- Glass Ethan Charles Chief Legal Officer 17 rows
- Thomas-Graham Pamela Director 13 rows
- Sordello Steven J Director 12 rows
- Gustavson Timothy B. Chief Accounting Officer 11 rows
- PHILLIPS JR CHARLES E Director 10 rows
- Reffkin Robert L. Chairman and CEO 9 rows
- Leinwand Allan Director 5 rows
- McCarter Josh N. Director 5 rows
- Martell Frank Director 3 rows
Everyone on file, with contracts and lobbying under the company's name: Compass, Inc..
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Rule 10b5-1 trading plans The plan must be set up when the insider has no important non-public information.
- Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 3 | 11 | October 6, 2025 | November 25, 2025 | Form 4 list on EDGAR |
Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.