Transactions
11
Insider / CAPITAL ONE FINANCIAL CORP
Serra Eileen
Director at CAPITAL ONE FINANCIAL CORP
- Company
- CAPITAL ONE FINANCIAL CORP
- First filing on record
- October 3, 2025
- Latest trade on record
- October 1, 2026
- SEC filings
- EDGAR ↗
Serra Eileen, Director at CAPITAL ONE FINANCIAL CORP, has disclosed 11 transactions in IT, COF since October 3, 2025: 0 purchases (0 open-market buys) and 0 sales, worth about $138K at the reported prices. The latest was filed October 5, 2026, 4 days after the trade; 1 filing was late against the 2-business-day Form 4 deadline.
Open-market buys
0
Sales
0
Avg. disclosure lag
3.0d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)Other transaction
In the last 12 months Serra Eileen reported 10 transactions that were neither a purchase nor a sale, such as stock awards, option exercises or shares withheld for tax.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
1 of 9 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| A | Grant or award | 7 | 3,546 | $138K |
| M | Option exercise or conversion | 4 | 4,898 | — |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 10 | 0 | 0 |
| 2025 | 1 | 0 | 0 |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| IT | Other A | October 1, 2026 | October 5, 2026 | 4d | 149 | $193 | $29K | derivative | Form 4 ↗ | |
| IT | Other A | July 1, 2026 | July 6, 2026 | 5d | 215 | $134 | $29K | latederivative | Form 4 ↗ | |
| IT | Option / conversion M | June 8, 2026 | June 10, 2026 | 2d | 1,744 | — | — | derivative | Form 4 ↗ | |
| IT | Option / conversion M | June 8, 2026 | June 10, 2026 | 2d | 1,744 | — | — | Form 4 ↗ | ||
| IT | Option / conversion M | June 1, 2026 | June 3, 2026 | 2d | 705 | — | — | derivative | Form 4 ↗ | |
| IT | Option / conversion M | June 1, 2026 | June 3, 2026 | 2d | 705 | — | — | Form 4 ↗ | ||
| IT | Other A | May 28, 2026 | June 1, 2026 | 4d | 1,489 | — | — | derivative | Form 4 ↗ | |
| COF | Other A | May 8, 2026 | May 12, 2026 | 4d | 1,294 | — | — | Form 4 ↗ | ||
| IT | Other A | April 1, 2026 | April 3, 2026 | 2d | 186 | $155 | $29K | derivative | Form 4 ↗ | |
| IT | Other A | January 2, 2026 | January 6, 2026 | 4d | 113 | $237 | $27K | derivative | Form 4 ↗ | |
| IT | Other A | October 1, 2025 | October 3, 2025 | 2d | 100 | $251 | $25K | derivative | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| October 5, 2026 | Form 4 | 0000749251-26-000294 | 1 | published | EDGAR ↗ |
| July 6, 2026 | Form 4 | 0000749251-26-000238 | 1 | published | EDGAR ↗ |
| June 10, 2026 | Form 4 | 0000749251-26-000212 | 2 | published | EDGAR ↗ |
| June 3, 2026 | Form 4 | 0000749251-26-000210 | 2 | published | EDGAR ↗ |
| June 1, 2026 | Form 4 | 0000749251-26-000195 | 1 | published | EDGAR ↗ |
| May 12, 2026 | Form 4 | 0001721344-26-000002 | 1 | published | EDGAR ↗ |
| April 3, 2026 | Form 4 | 0000749251-26-000136 | 1 | published | EDGAR ↗ |
| January 6, 2026 | Form 4 | 0000749251-26-000019 | 1 | published | EDGAR ↗ |
| October 3, 2025 | Form 4 | 0000749251-25-000073 | 1 | published | EDGAR ↗ |
Other insiders at CAPITAL ONE FINANCIAL CORP
- Locoh-Donou Francois President, CEO & Director 51 rows
- FAIRBANK RICHARD D Chairman and CEO 45 rows
- PAGLIUCA STEPHEN G Director 31 rows
- GRABE WILLIAM O Director 28 rows
- CESAN RAUL E Director 22 rows
- Herkes Claire EVP, Conferences 20 rows
- FUCHS ANNE SUTHERLAND Director 19 rows
- Kranich Robin B EVP & CHRO 19 rows
- Rinello John J SVP, Global Business Sales 19 rows
- GUTIERREZ JOSE M Director 18 rows
Everyone on file, with contracts and lobbying under the company's name: CAPITAL ONE FINANCIAL CORP.
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 9 | 11 | October 3, 2025 | October 5, 2026 | Form 4 list on EDGAR |
Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.