Insider / Dell Technologies Inc.
Rothberg Richard J
General Counsel & Secretary at Dell Technologies Inc.
- Company
- Dell Technologies Inc.
- Ticker
- DELL
- First filing on record
- March 17, 2026
- Latest trade on record
- September 17, 2026
- SEC filings
- EDGAR ↗
Rothberg Richard J, General Counsel & Secretary at Dell Technologies Inc., has disclosed 6 transactions in DELL since March 17, 2026: 0 purchases (0 open-market buys) and 4 sales, worth about $15.5M at the reported prices. The latest was filed September 21, 2026, 4 days after the trade.
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
In the last 12 months Rothberg Richard J made no purchases and 4 sales worth $16M, plus 2 other transactions. Dot size is the dollar amount.
Portfolio mix
Which stocks does this person trade most? Tile size is dollars traded, all time on record.
Rothberg Richard J has traded 1 stock on record; the largest by dollars is DELL.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
0 of 5 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| S | Open-market sale | 3 | 30,000 | $13.8M |
| A | Grant or award | 1 | 100,057 | — |
| F | Shares withheld for tax | 1 | 11,120 | $1.7M |
| G | Gift | 1 | 6,450 | — |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 6 | 0 | 4 · $15.5M |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| DELL | Sell S | September 17, 2026 | September 21, 2026 | 4d | 4,000 | $583 | $2.3M | Form 4 ↗ | ||
| DELL | Sell S | September 11, 2026 | September 15, 2026 | 4d | 6,000 | $548 | $3.3M | Form 4 ↗ | ||
| DELL | Sell S | June 15, 2026 | June 17, 2026 | 2d | 20,000 | $410 | $8.2M | Form 4 ↗ | ||
| DELL | Other G | June 3, 2026 | June 4, 2026 | 1d | 6,450 | — | — | Form 4 ↗ | ||
| DELL | Other A | March 15, 2026 | March 17, 2026 | 2d | 100,057 | — | — | Form 4 ↗ | ||
| DELL | Sell F | March 15, 2026 | March 17, 2026 | 2d | 11,120 | $152 | $1.7M | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| September 21, 2026 | Form 4 | 0001680902-26-000012 | 1 | published | EDGAR ↗ |
| September 15, 2026 | Form 4 | 0001680902-26-000009 | 1 | published | EDGAR ↗ |
| June 17, 2026 | Form 4 | 0001680902-26-000006 | 1 | published | EDGAR ↗ |
| June 4, 2026 | Form 4 | 0001680902-26-000004 | 1 | published | EDGAR ↗ |
| March 17, 2026 | Form 4 | 0001680902-26-000002 | 2 | published | EDGAR ↗ |
Other insiders at Dell Technologies Inc.
- Silver Lake Partners IV, L.P. Director 559 rows
- SL SPV-2, L.P. Director 519 rows
- Silver Lake Partners V DE (AIV), L.P. Director 514 rows
- Silver Lake Technology Investors IV, L.P. Director 507 rows
- Silver Lake Technology Investors V, L.P. Director 507 rows
- SLTA IV (GP), L.L.C. Director 417 rows
- SLTA V (GP), L.L.C. Director 417 rows
- Radakovich Lynn Vojvodich Director 25 rows
- GREEN WILLIAM D Director 24 rows
- Kullman Ellen Jamison Director 16 rows
Everyone on file, with contracts and lobbying under the company's name: Dell Technologies Inc..
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 5 | 6 | March 17, 2026 | September 21, 2026 | Form 4 list on EDGAR |
Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.