Transactions
13
Insider / STIFEL FINANCIAL CORP
Marischen James M
Chief Financial Officer at STIFEL FINANCIAL CORP
- Company
- STIFEL FINANCIAL CORP
- Ticker
- SF
- First filing on record
- December 19, 2025
- Latest trade on record
- February 27, 2026
- SEC filings
- EDGAR ↗
Marischen James M, Chief Financial Officer at STIFEL FINANCIAL CORP, has disclosed 13 transactions in SF since December 19, 2025: 0 purchases (0 open-market buys) and 3 sales, worth about $2.3M at the reported prices. The latest was filed March 3, 2026, 4 days after the trade.
Open-market buys
0
Sales
3
Avg. disclosure lag
2.7d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)Other transaction
In the last 12 months Marischen James M made no purchases and 3 sales worth $1.2M, plus 10 other transactions. Dot size is the dollar amount.
Portfolio mix
Which stocks does this person trade most? Tile size is dollars traded, all time on record.
Marischen James M has traded 1 stock on record; the largest by dollars is SF.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
0 of 5 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| M | Option exercise or conversion | 6 | 42,964 | — |
| A | Grant or award | 3 | 24,948 | $1.1M |
| F | Shares withheld for tax | 3 | 9,903 | $1.2M |
| G | Gift | 1 | 395 | — |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 12 | 0 | 3 · $1.2M |
| 2025 | 1 | 0 | 0 |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| SF | Other A | February 27, 2026 | March 3, 2026 | 4d | 5,402 | $74 | $400K | derivative | Form 4 ↗ | |
| SF | Other A | February 27, 2026 | March 3, 2026 | 4d | 9,723 | $74 | $720K | derivative | Form 4 ↗ | |
| SF | Option / conversion M | February 18, 2026 | February 20, 2026 | 2d | 7,859 | — | — | derivative | Form 4 ↗ | |
| SF | Other A | February 18, 2026 | February 20, 2026 | 2d | 9,823 | — | — | derivative | Form 4 ↗ | |
| SF | Sell F | February 18, 2026 | February 20, 2026 | 2d | 3,463 | $120 | $417K | Form 4 ↗ | ||
| SF | Option / conversion M | February 18, 2026 | February 20, 2026 | 2d | 7,859 | — | — | Form 4 ↗ | ||
| SF | Option / conversion M | January 30, 2026 | February 3, 2026 | 4d | 1,568 | — | — | derivative | Form 4 ↗ | |
| SF | Sell F | January 30, 2026 | February 3, 2026 | 4d | 691 | $126 | $87K | Form 4 ↗ | ||
| SF | Option / conversion M | January 30, 2026 | February 3, 2026 | 4d | 1,568 | — | — | Form 4 ↗ | ||
| SF | Option / conversion M | January 13, 2026 | January 15, 2026 | 2d | 12,055 | — | — | derivative | Form 4 ↗ | |
| SF | Sell F | January 13, 2026 | January 15, 2026 | 2d | 5,749 | $125 | $720K | Form 4 ↗ | ||
| SF | Option / conversion M | January 13, 2026 | January 15, 2026 | 2d | 12,055 | — | — | Form 4 ↗ | ||
| SF | Other G | December 18, 2025 | December 19, 2025 | 1d | 395 | — | — | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| March 3, 2026 | Form 4 | 0001193125-26-088705 | 2 | published | EDGAR ↗ |
| February 20, 2026 | Form 4 | 0001193125-26-061474 | 4 | published | EDGAR ↗ |
| February 3, 2026 | Form 4 | 0001193125-26-035707 | 3 | published | EDGAR ↗ |
| January 15, 2026 | Form 4 | 0001193125-26-014199 | 3 | published | EDGAR ↗ |
| December 19, 2025 | Form 4 | 0001193125-25-327011 | 1 | published | EDGAR ↗ |
Other insiders at STIFEL FINANCIAL CORP
- Markus Maura A. Director 19 rows
- ZEMLYAK JAMES M President 15 rows
- KRUSZEWSKI RONALD J Chief Executive Officer 14 rows
- Fisher Mark P Senior VP & General Counsel 13 rows
- Nesi Victor Director 13 rows
- SLINEY DAVID D Chief Operating Officer 13 rows
- Michaud Thomas B. Senior Vice President 12 rows
- REICHERT CHRISTOPHER K CEO of Stifel Bank & Trust 12 rows
- Raymond Charles Bradford Insider 9 rows
- WEISEL THOMAS W Director 8 rows
Everyone on file, with contracts and lobbying under the company's name: STIFEL FINANCIAL CORP.
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 5 | 13 | December 19, 2025 | March 3, 2026 | Form 4 list on EDGAR |
Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.