Transactions
4
Insider / BROADRIDGE FINANCIAL SOLUTIONS, INC.
Carter Pamela L
Director at BROADRIDGE FINANCIAL SOLUTIONS, INC.
- First filing on record
- October 3, 2025
- Latest trade on record
- May 1, 2026
- SEC filings
- EDGAR ↗
Carter Pamela L, Director at BROADRIDGE FINANCIAL SOLUTIONS, INC., has disclosed 4 transactions in HPE, BR since October 3, 2025: 0 purchases (0 open-market buys) and 0 sales, worth about $348K at the reported prices. The latest was filed May 5, 2026, 4 days after the trade.
Open-market buys
0
Sales
0
Avg. disclosure lag
2.3d
Trading in charts
Trade timeline
When does this person trade, how big, and in which direction? Every trade in the last 12 months.
Bought (above the line)Sold (below the line)Other transaction
In the last 12 months Carter Pamela L reported 3 transactions that were neither a purchase nor a sale, such as stock awards, option exercises or shares withheld for tax.
Reporting lag
Does this person report on time? One bar per filing against the Form 4 deadline.
On timeLate
0 of 3 filings on record were reported after the Form 4 deadline (two business days, counted here as 4 calendar days).
What kind of transactions
Most Form 4 rows are pay arriving or tax being withheld, not a decision to buy or sell. Only code P is an open-market purchase and code S an open-market sale. What each code means: Form 4 transaction codes.
| Code | Meaning | Rows | Shares | Value |
|---|---|---|---|---|
| A | Grant or award | 2 | 8,771 | — |
| M | Option exercise or conversion | 2 | 29,000 | $348K |
| Year | Rows | Bought | Sold |
|---|---|---|---|
| 2026 | 3 | 0 | 0 |
| 2025 | 1 | 0 | 0 |
Transactions
| Security | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| HPE | Other A | May 1, 2026 | May 5, 2026 | 4d | 8,750 | — | — | derivative | Form 4 ↗ | |
| HPE | Option / conversion M | April 1, 2026 | April 3, 2026 | 2d | 14,500 | — | — | derivative | Form 4 ↗ | |
| HPE | Option / conversion M | April 1, 2026 | April 3, 2026 | 2d | 14,500 | $24 | $348K | Form 4 ↗ | ||
| BR | Other A | October 2, 2025 | October 3, 2025 | 1d | 21 | — | — | Form 4 ↗ |
Filings
| Filed | Form | Accession | Rows | Status | Source |
|---|---|---|---|---|---|
| May 5, 2026 | Form 4 | 0001396958-26-000004 | 1 | published | EDGAR ↗ |
| April 3, 2026 | Form 4 | 0001396958-26-000002 | 2 | published | EDGAR ↗ |
| October 3, 2025 | Form 4 | 0001225208-25-008410 | 1 | published | EDGAR ↗ |
Other insiders at BROADRIDGE FINANCIAL SOLUTIONS, INC.
- Zavery Amit Director 51 rows
- rahim rami EVP, Pres GM Networking 36 rows
- Neri Antonio F President and CEO 34 rows
- Karros Kirt P SVP, Treasurer, Corp Dev 28 rows
- MacDonald Neil B EVP, GM, Server 25 rows
- RUSSO FIDELMA Director 24 rows
- MYERS MARIE Director 23 rows
- SCHULTZ JOHN F Director 23 rows
- Markus Maura A. Director 19 rows
- MURRAY EILEEN K Director 16 rows
Everyone on file, with contracts and lobbying under the company's name: BROADRIDGE FINANCIAL SOLUTIONS, INC..
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- Options and derivatives on Form 4 Table I = shares. Table II = options and other derivatives.
- What disclosure data cannot tell you Filings are late by design: up to 45 days for Congress, two business days for insiders.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| SEC EDGAR, Form 4 | 3 | 4 | October 3, 2025 | May 5, 2026 | Form 4 list on EDGAR |
Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Every row comes from the reporting owner's Form 4 as filed with the SEC (EDGAR ownership XML), read daily. "Value" is shares × the reported price; code P is an open-market purchase, S a sale, M an option exercise, A a grant. The lag is the filing date minus the trade date; Form 4 is due within two business days. Amendments (4/A) are not merged. Details on the methodology page; report an error on corrections.
Not investment advice. Figures are public disclosures shown as filed; they may lag the trade and may be amended later. No recommendation is made or implied.