Insider txns (12m)
10
Stock / equity
EFC Ellington Financial Inc.
- Company
- Ellington Financial Inc.
- Security
- Equity
- Size, estimated from filings
- Small cap ($300M – $2B)
- Insiders on record
- 7
- Members of Congress
- 1
- Latest trade on record
- September 9, 2026
EFC (Ellington Financial Inc.) has 10 disclosed insider transactions from 7 insiders in the last 12 months (0 open-market buys, 0 sales, about $0 at reported prices) and 1 congressional trade from 1 member of Congress. The most recent disclosure was filed September 10, 2026.
Open-market buys / sales
0 / 0
Congress trades (12m)
1
Distinct filers (12m)
8
Share price
Price and chart by TradingView for Ellington Financial Inc.. US share prices here are delayed, not real-time. The trade records on this page come from government filings, not from this chart.
EFC in charts
Who is trading this stock
Which people account for the buying and selling over the last 12 months?
BoughtSold
1 person accounts for the disclosed buying and selling in EFC over the last 12 months; the most active is Rep. Virginia Foxx with $15K.
Insider holdings over time
Is an insider building or unwinding a position? Shares held directly after each filing.
Mumford LisaSIMON RONALD I
Mumford Lisa reported 98,954 shares held after the latest filing, against 81,116 at the first on record.
Insiders trading EFC
Everyone who filed a Form 4 for this ticker, by number of rows on record. "Bought" and "sold" count open-market purchases (code P) and sales only; awards, option exercises and shares withheld for tax are in the row count but not in those two columns.
| Insider | Role | Rows | Bought | Sold | Value bought | Value sold | Latest |
|---|---|---|---|---|---|---|---|
| Mumford Lisa | Director | 4 | 0 | 0 | — | — | September 9, 2026 |
| SIMON RONALD I | Director | 3 | 1 | 0 | $75K | — | September 9, 2026 |
| Dannhauser Stephen J | Director | 2 | 0 | 0 | — | — | September 9, 2026 |
| Resendez Edward | Director | 2 | 0 | 0 | — | — | September 9, 2026 |
| Vranos Michael W | Co-Chief Investment Officer | 2 | 0 | 0 | — | — | August 5, 2026 |
| Herlihy John | Chief Financial Officer | 1 | 0 | 0 | — | — | December 17, 2025 |
| Smernoff Chris | Chief Accounting Officer | 1 | 0 | 0 | — | — | December 17, 2025 |
What kind of transactions these are 4 Form 4 codes
| Code | Meaning | Rows | Shares | Value at reported prices |
|---|---|---|---|---|
| A | Grant or award | 11 | 139,799 | — |
| J | Other acquisition or disposal | 2 | 168,728 | — |
| M | Option exercise or conversion | 1 | 7,657 | — |
| P | Open-market purchase | 1 | 5,544 | $75K |
What each code means: Form 4 transaction codes.
Members of Congress trading EFC
Members whose periodic transaction reports name this ticker. Amounts are the sums of the ranges as filed.
| Member | Seat | Trades | Bought | Sold | Range as filed | Latest |
|---|---|---|---|---|---|---|
| Virginia Foxx | Representative (NC, District 5), Republican | 1 | 1 | 0 | $1,001–$15K | December 30, 2025 |
Insider transactions
| Filer | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| SIMON RONALD I | Other A | September 9, 2026 | September 10, 2026 | 1d | 10,181 | — | — | indirect | Form 4 ↗ | |
| Resendez Edward | Other A | September 9, 2026 | September 10, 2026 | 1d | 10,181 | — | — | derivative | Form 4 ↗ | |
| Dannhauser Stephen J | Other A | September 9, 2026 | September 10, 2026 | 1d | 10,181 | — | — | derivative | Form 4 ↗ | |
| Mumford Lisa | Other A | September 9, 2026 | September 10, 2026 | 1d | 10,181 | — | — | Form 4 ↗ | ||
| Vranos Michael W | Other J | August 5, 2026 | August 6, 2026 | 1d | 6,794 | — | — | indirect | Form 4 ↗ | |
| Vranos Michael W | Other J | May 11, 2026 | May 13, 2026 | 2d | 161,934 | — | — | indirect | Form 4 ↗ | |
| Mumford Lisa | Option / conversion M | December 31, 2025 | January 5, 2026 | 5d | 7,657 | — | — | latederivative | Form 4 ↗ | |
| Mumford Lisa | Other A | December 31, 2025 | January 5, 2026 | 5d | 7,657 | — | — | late | Form 4 ↗ | |
| Smernoff Chris | Other A | December 17, 2025 | December 19, 2025 | 2d | 18,209 | — | — | derivative | Form 4 ↗ | |
| Herlihy John | Other A | December 17, 2025 | December 19, 2025 | 2d | 36,417 | — | — | derivative | Form 4 ↗ | |
| Resendez Edward | Other A | September 10, 2025 | October 2, 2025 | 22d | 9,198 | — | — | latederivative | Form 4 ↗ | |
| SIMON RONALD I | Buy P | September 11, 2025 | October 2, 2025 | 21d | 5,544 | $14 | $75K | lateindirect | Form 4 ↗ | |
| SIMON RONALD I | Other A | September 10, 2025 | October 2, 2025 | 22d | 9,198 | — | — | lateindirect | Form 4 ↗ | |
| Mumford Lisa | Other A | September 10, 2025 | October 2, 2025 | 22d | 9,198 | — | — | late | Form 4 ↗ | |
| Dannhauser Stephen J | Other A | September 10, 2025 | October 2, 2025 | 22d | 9,198 | — | — | latederivative | Form 4 ↗ |
Congressional trades
| Filer | Side | Trade date | Disclosed | Lag | Shares | Price | Value | Flags | Source | Share |
|---|---|---|---|---|---|---|---|---|---|---|
| Virginia Foxx | Buy | December 30, 2025 | January 5, 2026 | 6d | — | — | $1,001–$15K | House PTR ↗ |
Related stocks
Tickers traded by the same people who traded EFC, by number of filers in common. It shows overlap in public filings and nothing else.
Guides for this page
- What is SEC Form 4? Who files: officers, directors and owners of more than 10% of a class of the company's shares.
- Form 4 transaction codes P = purchase. S = sale. These are the two market trades.
- Insider buying vs insider selling Selling outweighs buying by a wide margin in normal times.
- How to read a congressional trade report Owner tells you whose asset it was: the member, the spouse, a dependent child, or held jointly.
- Why congressional trade amounts are ranges There are ten ranges; the lowest is $1,001–$15,000 and the highest is over $50,000,000.
Sources and method
| Source | Filings | Rows | First filed | Newest filed | Read the originals |
|---|---|---|---|---|---|
| House Clerk, periodic transaction reports | 1 | 1 | January 5, 2026 | January 5, 2026 | House Clerk search |
| SEC EDGAR, Form 4 | 13 | 15 | October 2, 2025 | September 10, 2026 | Form 4 list on EDGAR |
Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.
Insider rows are Form 4 filings for this issuer from SEC EDGAR; congressional rows are periodic transaction reports parsed from the House Clerk and the Senate eFD. Values use the reported price for Form 4 and the disclosed range for Congress. See methodology and corrections.
Not investment advice. Disclosures are shown as filed and may lag the trade or be amended. No recommendation is made or implied.