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Company / CIK 0001820302

Bakkt, Inc.

Ticker
BKKT
Size, estimated from filings
Small cap ($300M – $2B)
Insiders on file
7
Federal contracts on record
none matched
Lobbying filings on record
none matched
SEC filings
EDGAR ↗
Latest trade on record
September 30, 2026

Bakkt, Inc. (BKKT) has 7 insiders on file who disclosed 70 transactions in the last 12 months (5 open-market buys, 25 sales, about $13.0M at reported prices). No federal contract award that started in the last 180 days was found for a recipient with exactly this name; no lobbying filing names it as client this year.

Last updated October 2, 2026 · Sources: SEC EDGAR; USAspending; Senate LDA

Bakkt, Inc. in charts

Who is trading this stock

Which people account for the buying and selling over the last 12 months?

BoughtSold

5 people account for the disclosed buying and selling in Bakkt, Inc. over the last 12 months; the most active is ALFRED MICHAEL with $9.1M.

Insiders

NameRoleRowsBoughtSoldLast filed
Naheta Akshay SudhirCEO and President1000October 2, 2026
Baes NicholasChief Operating Officer1105October 2, 2026
D'Annunzio MarcGeneral Counsel & Secretary18010October 2, 2026
Henderson Joseph Sean-WalshChief Accounting Officer706October 2, 2026
ALFRED MICHAELDirector750August 19, 2026
Alexander KarenChief Financial Officer904July 17, 2026
Intercontinental Exchange, Inc.Insider800December 5, 2025

Rows are this company's Form 4 rows for each person. "Bought" and "sold" count open-market purchases (code P) and sales only. More in insider buying and insider selling.

Insider transactions

Download CSV70 rows · 23 KB · insider and congressional rows for this ticker · all downloads

FilerSecuritySideTrade dateDisclosedLagSharesPriceValueFlagsSourceShare
Naheta Akshay SudhirBKKTOther ASeptember 30, 2026October 2, 20262d243,454——Form 4 ↗
D'Annunzio MarcBKKTOther ASeptember 30, 2026October 2, 20262d45,000——Form 4 ↗
Baes NicholasBKKTOther ASeptember 30, 2026October 2, 20262d30,000——Form 4 ↗
Henderson Joseph Sean-WalshBKKTOther ASeptember 30, 2026October 2, 20262d20,000——Form 4 ↗
Henderson Joseph Sean-WalshBKKTSell SSeptember 23, 2026September 25, 20262d282$9$2,428Form 4 ↗
D'Annunzio MarcBKKTSell SSeptember 23, 2026September 25, 20262d1,272$9$11KForm 4 ↗
Baes NicholasBKKTSell SSeptember 23, 2026September 25, 20262d1,272$9$11KForm 4 ↗
ALFRED MICHAELBKKTBuy PAugust 18, 2026August 19, 20261d296,567$7$2.1MindirectForm 4 ↗
D'Annunzio MarcBKKTSell SJuly 15, 2026July 17, 20262d539$8$4,549Form 4 ↗
Alexander KarenBKKTSell SJuly 15, 2026July 17, 20262d657$8$5,545Form 4 ↗
Henderson Joseph Sean-WalshBKKTSell SJuly 15, 2026July 17, 20262d94$8$783Form 4 ↗
Henderson Joseph Sean-WalshBKKTSell SJune 25, 2026June 29, 20264d349$8$2,768Form 4 ↗
D'Annunzio MarcBKKTSell SJune 26, 2026June 29, 20263d1,357$8$10K10b5-1 planForm 4 ↗
D'Annunzio MarcBKKTSell SJune 25, 2026June 29, 20264d1,562$8$12K10b5-1 planForm 4 ↗
Baes NicholasBKKTSell SJune 25, 2026June 29, 20264d1,562$8$12KForm 4 ↗
Alexander KarenBKKTSell SJune 25, 2026June 29, 20264d1,907$8$15KForm 4 ↗
ALFRED MICHAELBKKTBuy PJune 10, 2026June 11, 20261d100,000$8$783KindirectForm 4 ↗
ALFRED MICHAELBKKTBuy PJune 9, 2026June 11, 20262d180,000$8$1.4MindirectForm 4 ↗
Baes NicholasBKKTOption / conversion MMay 15, 2026May 19, 20264d671——derivativeForm 4 ↗
Baes NicholasBKKTOption / conversion MMay 15, 2026May 19, 20264d671$10$6,710Form 4 ↗
Alexander KarenBKKTOption / conversion MMay 15, 2026May 19, 20264d335——derivativeForm 4 ↗
Alexander KarenBKKTOption / conversion MMay 15, 2026May 19, 20264d335$10$3,350Form 4 ↗
D'Annunzio MarcBKKTOption / conversion MMay 15, 2026May 19, 20264d1,677——derivativeForm 4 ↗
D'Annunzio MarcBKKTOption / conversion MMay 15, 2026May 19, 20264d1,677$10$17KForm 4 ↗
ALFRED MICHAELBKKTBuy PMay 18, 2026May 18, 20260d220,000$8$1.8MindirectForm 4 ↗
ALFRED MICHAELBKKTBuy PMay 15, 2026May 18, 20263d365,000$8$3.0MindirectForm 4 ↗
Naheta Akshay SudhirBKKTOption / conversion MMay 15, 2026May 18, 20263d33,557——derivativeForm 4 ↗
Naheta Akshay SudhirBKKTOption / conversion MMay 15, 2026May 18, 20263d33,557$10$336KForm 4 ↗
Naheta Akshay SudhirBKKTOther AApril 30, 2026May 4, 20264d7,927,831——Form 4 ↗
Alexander KarenBKKTSell SApril 28, 2026April 29, 20261d4,684$9$43KForm 4 ↗
Baes NicholasBKKTSell SApril 28, 2026April 29, 20261d2,352$9$21KForm 4 ↗
D'Annunzio MarcBKKTSell SApril 28, 2026April 29, 20261d3,991$9$34K10b5-1 planForm 4 ↗
D'Annunzio MarcBKKTSell SApril 28, 2026April 29, 20261d3,789$9$35K10b5-1 planForm 4 ↗
Baes NicholasBKKTSell SApril 6, 2026April 8, 20262d711$8$5,375Form 4 ↗
D'Annunzio MarcBKKTSell SMarch 30, 2026March 31, 20261d5,342$7$38K10b5-1 planForm 4 ↗
D'Annunzio MarcBKKTSell SMarch 27, 2026March 31, 20264d6,422$9$55K10b5-1 planForm 4 ↗
D'Annunzio MarcBKKTSell SFebruary 24, 2026February 27, 20263d785$10$7,92410b5-1 planForm 4 ↗
Henderson Joseph Sean-WalshBKKTSell SDecember 19, 2025December 23, 20254d2,461$10$25KForm 4 ↗
Intercontinental Exchange, Inc.BKKTExchange CDecember 3, 2025December 5, 20252d465,890——indirectderivativeForm 4 ↗
Intercontinental Exchange, Inc.BKKTExchange CDecember 3, 2025December 5, 20252d465,890——indirectForm 4 ↗
ALFRED MICHAELBKKTOther ANovember 19, 2025December 1, 202512d9,000——lateForm 4 ↗
Naheta Akshay SudhirBKKTOption / conversion MNovember 14, 2025November 18, 20254d803,861——derivativeForm 4 ↗
Naheta Akshay SudhirBKKTOption / conversion MNovember 14, 2025November 18, 20254d803,861——Form 4 ↗
D'Annunzio MarcBKKTSell FNovember 14, 2025November 18, 20254d495$22$11KForm 4 ↗
Baes NicholasBKKTSell FNovember 14, 2025November 18, 20254d198$22$4,279Form 4 ↗
Alexander KarenBKKTSell FNovember 14, 2025November 18, 20254d121$22$2,615Form 4 ↗
Naheta Akshay SudhirBKKTOption / conversion MNovember 12, 2025November 14, 20252d33,557——derivativeForm 4 ↗
Naheta Akshay SudhirBKKTOption / conversion MNovember 12, 2025November 14, 20252d33,557$10$336KForm 4 ↗
D'Annunzio MarcBKKTOption / conversion MNovember 12, 2025November 14, 20252d1,677——derivativeForm 4 ↗
D'Annunzio MarcBKKTOption / conversion MNovember 12, 2025November 14, 20252d1,677$10$17KForm 4 ↗
Baes NicholasBKKTOption / conversion MNovember 12, 2025November 14, 20252d671——derivativeForm 4 ↗
Baes NicholasBKKTOption / conversion MNovember 12, 2025November 14, 20252d671$10$6,710Form 4 ↗
Alexander KarenBKKTOption / conversion MNovember 12, 2025November 14, 20252d335——derivativeForm 4 ↗
Alexander KarenBKKTOption / conversion MNovember 12, 2025November 14, 20252d335$10$3,350Form 4 ↗
Henderson Joseph Sean-WalshBKKTSell SNovember 12, 2025November 13, 20251d169$22$3,634Form 4 ↗
Henderson Joseph Sean-WalshBKKTSell SJuly 15, 2025November 13, 2025121d95$19$1,781lateForm 4 ↗
Intercontinental Exchange, Inc.BKKTOther JNovember 3, 2025November 5, 20252d230,680——indirectderivativeForm 4 ↗
Intercontinental Exchange, Inc.BKKTOther JNovember 3, 2025November 5, 20252d230,680——indirectderivativeForm 4 ↗
Intercontinental Exchange, Inc.BKKTOther JNovember 3, 2025November 5, 20252d465,890$0$39indirectderivativeForm 4 ↗
Intercontinental Exchange, Inc.BKKTOption / conversion MNovember 3, 2025November 5, 20252d6,803,178——indirectderivativeForm 4 ↗
Intercontinental Exchange, Inc.BKKTOption / conversion MNovember 3, 2025November 5, 20252d6,803,178——indirectForm 4 ↗
Intercontinental Exchange, Inc.BKKTOther JNovember 3, 2025November 5, 20252d649,934——indirectForm 4 ↗
D'Annunzio MarcBKKTOther AOctober 31, 2025November 4, 20254d134,228——derivativeForm 4 ↗
D'Annunzio MarcBKKTOption / conversion MNovember 3, 2025November 4, 20251d48,188——derivativeForm 4 ↗
D'Annunzio MarcBKKTOption / conversion MNovember 3, 2025November 4, 20251d48,188——Form 4 ↗
Baes NicholasBKKTOther AOctober 31, 2025November 4, 20254d53,691——derivativeForm 4 ↗
Alexander KarenBKKTOther AOctober 31, 2025November 4, 20254d26,846——derivativeForm 4 ↗
Naheta Akshay SudhirBKKTOther AOctober 31, 2025November 4, 20254d1,342,282——derivativeForm 4 ↗
Naheta Akshay SudhirBKKTOther ANovember 3, 2025November 4, 20251d69,733$39$2.7MForm 4 ↗
ALFRED MICHAELBKKTOther AOctober 30, 2025October 30, 20250d139——Form 4 ↗

Federal contracts (USAspending, awards started in the last 180 days)

No contract award starting in the last 180 days was found for a recipient named exactly "Bakkt, Inc.". Subsidiaries and differently-spelled recipients are not matched — search contracts.

Lobbying (Senate LDA, as client)

No LDA filing posted since October 2025 names "Bakkt, Inc." as the client. Filings under a subsidiary or trade-association name are not matched — search lobbying.

Companies whose stock was traded by the same people who traded BKKT, by number of filers in common. It shows overlap in public filings and nothing else.

Guides for this page

Sources and method

Official sources behind this page
SourceFilingsRowsFirst filedNewest filedRead the originals
SEC EDGAR, Form 44670October 30, 2025October 2, 2026Form 4 list on EDGAR

Site built October 22, 2026. Every row in the tables above links to its own filing. To quote a figure, use the Cite button at the top of the page; see how to cite and reuse.

Insiders and their transactions come from SEC EDGAR Form 4 filings for this issuer. Contracts and lobbying are matched by exact normalized name (suffixes like Inc./Corp. ignored) to USAspending recipients and LDA clients — a conservative match that misses subsidiaries on purpose. See methodology and corrections.

Not investment advice. Public records shown as filed; no recommendation is made or implied.